Jeremy S. Tarica
Professional summary
Jeremy Scott Tarica is a registered financial professional currently at FOREST ROAD SECURITIES BD LLC located in Los Angeles, California.
Jeremy is registered as a RR (Registered Representative) and started their career in finance in 2016. Jeremy has worked at 3 firms and has passed the Series 63, SIE, Series 79TO, Series 7TO, Series 79 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeremy Scott Tarica's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 28, 2024 - Present
FOREST ROAD SECURITIES BD LLC
Office #1: 1925 Century Park East Suite 1360, Los Angeles, CA 90067January 12, 2022 - April 1, 2024
FOREST ROAD SECURITIES
August 15, 2016 - September 7, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/28/2024)
(8/28/2024)
Exams
Series 79TO
Date: 12/20/2021
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 10/4/2021
General Securities Representative ExaminationFINRA
Current Firm
FOREST ROAD SECURITIES BD LLC
CRD#: 148232 / SEC#: , 8-67993
Contact information
FINRA licenses (2 States and Territories)
Documents
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