Steven A. Hermann

PROPARTNERS WEALTH

Columbia, MO 65201

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CRD#: 6346124

Professional summary

Steven Andrew Hermann, who also goes by Steven Hermann, is a registered financial advisor currently at PROPARTNERS WEALTH located in Columbia, Missouri.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Steven has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steven Hermann

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Steven Hermann is licensed for the purpose of selling insurance products and receives additional compensation related to those sales. PPW-SH, LLC, owner, for the purpose of processing business expenses.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Andrew Hermann's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 27, 2020 - Present

PROPARTNERS WEALTH

Office #1: 501 Fay St Suite 106, Columbia, MO 65201

RIA

CRD#: 309875

Columbia, MO

Past

August 28, 2015 - July 24, 2020

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

COLUMBIA, MO

Past

June 14, 2014 - July 24, 2020

NYLIFE SECURITIES LLC

CRD#: 5167

COLUMBIA, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(8/27/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/15/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/27/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/30/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/14/2014

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PROPARTNERS WEALTH

PROPARTNERS WEALTH | PROPARTNERS WEALTH LLC

CRD#: 309875 / SEC#:

Missouri

Registered Investment Advisory firm - (8/27/2020 Approved)

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Contact information

Main Address

501 Fay St Suite 106, Columbia, MO 65201

Mailing Address

Phone number

(573) 693-4233

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	777
AUM (Assets Under Management)	$ 66,987,004

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Steven A. Hermann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Andrew Hermann's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROPARTNERS WEALTH

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/15/2015

Series 63

Date: 6/27/2014

SIE

Date: 10/1/2018

Series 7

Date: 1/30/2015

Series 6

Date: 6/14/2014

Current Firm

PROPARTNERS WEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PROPARTNERS WEALTH

TRUST BUT VERIFY

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