Joshua M. Giordano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joshua Michael Giordano, who also goes by Joshua Michael Giordano, was a registered financial professional .
Joshua is a previously registered financial professional and started their career in finance in 2015. Joshua had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2023 - January 17, 2025
LINQTO CAPITAL
May 11, 2021 - January 13, 2023
RAINMAKER SECURITIES, LLC
August 22, 2019 - February 18, 2021
ARES MANAGEMENT CAPITAL MARKETS LLC
February 15, 2017 - July 26, 2019
JEFFERIES LLC
August 3, 2015 - February 8, 2017
ROBERT W. BAIRD & CO. INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
LINQTO CAPITAL
CRD#: 314557 / SEC#: , 8-70775
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
