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Eric Daniel Ebersole

CRD# 6344730·Registered 2015 - 2020
Previously Registered: Being a previously registered professional could mean that Eric is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Eric Daniel Ebersole, who also goes by Eric Ebersole, was a registered financial advisor. Eric was a previously registered financial professional and started their career in finance 2015 - 2020. Eric had worked at 3 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Eric Ebersole

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

FIRST DOMINION CAPITAL CORP.·CRD# 16330
BD
Richmond, VA
July 26, 2019 - October 9, 2020
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025
RIA
Tampa, FL
August 10, 2016 - August 4, 2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025
BD
Tampa, FL
August 9, 2016 - August 4, 2017
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Lakeland, FL
October 15, 2015 - July 8, 2016
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Lakeland, FL
August 25, 2015 - July 8, 2016

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Current Firm

FD
FIRST DOMINION CAPITAL CORP.

FIRST DOMINION CAPITAL CORP | VONTOBEL FUND DISTRIBUTORS, INC. | TYNDALL-NEWPORT DISTRIBUTORS, INC. | TYNDALL DISTRIBUTORS, INC. | NEWPORT DISTRIBUTORS, INC. | FIRST DOMINION CAPITAL CORPORATION | FIRST DOMINION CAPITAL CORP.

CRD#: 16330 / SEC#: 8-33719
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

8730 Stony Point Parkway Building Iii, Suite 205, Richmond, VA 23235

Mailing Address

8730 Stony Point Parkway Suite 205, Richmond, VA 23235

Phone Number

(804) 304-1689

Established

Virginia since 11/01/1984

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (18 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PRICE, JOHN CLIFFORDOWNER1707529
ANCI, CHRISTOPHER FRANCISPRESIDENT, FINOP, PRINCIPAL2747555
PORTWOOD, WILLIAM BOYCECHIEF COMPLIANCE OFFICER4853700
VERMILLERA, SANDRA ZEMBACHSVICE PRESIDENT, TREASURER, PRINCIPAL6376063

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2015About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Dec 2022About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Aug 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2015About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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