Michael R. Leacock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Richard Leacock, who also goes by Michael Leacock, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2014. Michael had worked at 3 firms and has passed the Series 16 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 2016 - July 7, 2020
MAINFIRST SECURITIES US INC.
April 7, 2015 - November 3, 2016
DANSKE MARKETS INC.
September 2, 2014 - April 27, 2015
EXANE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
MAINFIRST SECURITIES US INC.
CRD#: 150982 / SEC#: , 8-68320
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STIFEL NICOLAUS EUROPE LIMITED | OWNER | |
| ATTARZADEH, EBRAHIM | PRINCIPAL | 5731255 |
| GIBB, MITCHELL WILSON | CHIEF COMPLIANCE OFFICER | 5456377 |
| GROSS, ANDREW PAUL | CHIEF EXECUTIVE OFFICER/PRESIDENT | 2402407 |
| KIRCHNER, BJOERN LUTZ | CHIEF FINANCIAL OFFICER/TREASURER/FINOP | 5696332 |
| OLEARY, EITHNE MARIA | DIRECTOR | 7118495 |
| OWEN, JOHN RICHARD | DIRECTOR | 7117746 |
Red Flags
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