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Mitchell W Gibb

STIFEL, NICOLAUS & COMPANY
Baltimore, MD
·CRD# 5456377·18 years experience

Professional Summary

Mitchell W Gibb, who also goes by Mitchell Wilson Gibb Mr, Mitchell Wilson Gibb, is a registered financial advisor currently at STIFEL, NICOLAUS & COMPANY, INCORPORATED located in Baltimore, Maryland. Mitchell is registered as a RR (Registered Representative) and started their career in finance in 2008. Mitchell has worked at 4 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mitchell Wilson Gibb Mr, Mitchell Wilson Gibb

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

STIFEL, NICOLAUS & COMPANY, INCORPORATED·CRD# 793
RIA
BD
1201 Wills Street Suite 600, Baltimore, MD 21231
October 26, 2021 - Present
MAINFIRST SECURITIES US INC.·CRD# 150982
BD
London
November 27, 2019 - February 16, 2021
STIFEL, NICOLAUS & COMPANY, INCORPORATED·CRD# 793
BD
St. Louis, MO
October 26, 2016 - November 5, 2019
PEEL HUNT INC.·CRD# 157321
BD
London
March 12, 2012 - November 14, 2014
EVOLUTION SECURITIES US INC.·CRD# 28275
BD
London
April 9, 2008 - July 23, 2010

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Current Firm

STIFEL, NICOLAUS & COMPANY, INCORPORATED
STIFEL, NICOLAUS & COMPANY, INCORPORATED

EATON PARTNERS | WASHINGTON CROSSING ADVISORS | TWP PRIVATE WEALTH MANAGEMENT | STIFEL, NICOLAUS & COMPANY, INCORPORATED | STIFEL NICOLAUS & CO INC INVESTMENT SERVICES | STIFEL CAPITAL ADVISORS

CRD#: 793 / SEC#: 801-10746, 8-1447
RIA
Registered Investment Advisory firm - SEC (5/7/1975 Approved)
Georgia
Registered Investment Advisory firm - SEC (11/30/2011 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

501 North Broadway, St Louis, MO 63102

Mailing Address

501 North Broadway, St. Louis, MO 63102

Phone Number

(314) 342-2000

Established

Missouri since 02/20/1900

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

# of Employees

6,478

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

ADVISORY CONSULTING SERVICES BROCHURE (4/6/2026)

Direct owners and executive officers

NamePositionCRD#
STIFEL FINANCIAL CORP.SHAREHOLDER—
AYD, PAUL JOSEPHCHIEF COMPLIANCE OFFICER - CAPITAL MARKETS2963853
BRIGHT, GEOFFREY CLYDE JRCHIEF COMPLIANCE OFFICER - PRIVATE CLIENT GROUP4696103
BROOKS, PATRICK RODGERSROSFP - CAPITAL MARKETS2223412
DODSON, CHARLES EDWARDCCO ADVISORY SERVICES1744430
FISHER, MARK PHILIPGENERAL COUNSEL, SECRETARY4970942
HYDE, GINA ELIZABETHCHIEF COMPLIANCE OFFICER - CAPITAL MARKETS2812751
JANSEN, ANGELA MARIEPRINCIPAL OPERATIONS OFFICER3190211
KRUSZEWSKI, RONALD JAMESPRESIDENT, CHIEF EXECUTIVE OFFICE & CHAIRMAN OF THE BOARD1434827
MELINGER, ADAM SCOTTROSFP - PCG2373020
RAYMOND, CHARLES BRADFORD GREENCO-HEAD GLOBAL INSTITUTIONAL EQUITIES & ADVISORY2796106
SCHRICK, FREDERICK RICHARDPRINCIPAL FINANCIAL OFFICER5636488
SLINEY, DAVID DEANSENIOR VICE PRESIDENT & DIRECTOR2276514
ZEMLYAK, JAMES MARKEXECUTIVE VICE PRESIDENT & DIRECTOR1586132

Regulatory Assets Under Management

Total Number of Accounts

394,160

AUM (Assets Under Management)

$197,532,233,502

Disclosures

Regulatory Event

191

Civil Event

2

Arbitration

61

Bond

2

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
03/30/2026Cover PageReport
12/18/2024Cover PageReport
12/19/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STIFEL, NICOLAUS & COMPANY, INCORPORATED
STIFEL, NICOLAUS & COMPANY, INCORPORATED

EATON PARTNERS | WASHINGTON CROSSING ADVISORS | TWP PRIVATE WEALTH MANAGEMENT | STIFEL, NICOLAUS & COMPANY, INCORPORATED | STIFEL NICOLAUS & CO INC INVESTMENT SERVICES | STIFEL CAPITAL ADVISORS

CRD#: 793 / SEC#: 801-10746, 8-1447
RIA
Registered Investment Advisory firm - SEC (5/7/1975 Approved)
Georgia
Registered Investment Advisory firm - SEC (11/30/2011 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Maryland
(10/26/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2008About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2008About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 2008About the Series 24 exam
Cboe BZX Exchange, Inc.
SRO Registrations
Cboe EDGA Exchange, Inc.
SRO Registrations
Cboe EDGX Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
Investors' Exchange LLC
SRO Registrations
NYSE American LLC
SRO Registrations
NYSE Texas, Inc.
SRO Registrations
Nasdaq ISE, LLC
SRO Registrations
Nasdaq PHLX LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations
New York Stock Exchange
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Mitchell W Gibb's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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