Michael R. Waldron
HERITAGE FINANCIAL SERVICES
Westwood, MA 02090
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CRD#: 6344039
Professional summary
Michael R Waldron, CFA, CFP® is a registered financial advisor currently at HERITAGE FINANCIAL SERVICES located in Westwood, Massachusetts.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Michael has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Michael R Waldron's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
October 20, 2014 - Present
HERITAGE FINANCIAL SERVICES
Office #1: 100 Lowder Brook Drive Suite 1000, Westwood, MA 02090RIA
CRD#: 127268
Westwood, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HF
HERITAGE FINANCIAL SERVICES
HERITAGE FINANCIAL GROUP | HERITAGE INSURANCE BROKERAGE, INC. | HERITAGE FINANCIAL SERVICES, LLC | HERITAGE FINANCIAL SERVICES, INC. | HERITAGE FINANCIAL SERVICES
CRD#: 127268 / SEC#: 801-64494
RIA
Registered Investment Advisory firm - (7/19/2005 Approved)Massachusetts
Registered Investment Advisory firm - (10/18/2005 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(10/20/2014)
Exams
Current Firm
HF
HERITAGE FINANCIAL SERVICES
HERITAGE FINANCIAL GROUP | HERITAGE INSURANCE BROKERAGE, INC. | HERITAGE FINANCIAL SERVICES, LLC | HERITAGE FINANCIAL SERVICES, INC. | HERITAGE FINANCIAL SERVICES
CRD#: 127268 / SEC#: 801-64494
RIA
Registered Investment Advisory firm - (7/19/2005 Approved)Massachusetts
Registered Investment Advisory firm - (10/18/2005 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 Lowder Brook Drive Suite 1000, Westwood, MA 02090
Mailing Address
Phone number
(781) 255-0214
Established
Firm type
Fiscal year end
# of Employees
49
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,481 |
| AUM (Assets Under Management) | $ 2,989,626,797 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/27/2024 | ||
| 03/07/2024 | ||
| 04/18/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HERITAGE FINANCIAL SERVICES
CRD#: 127268Westwood, MA 02090TRUST BUT VERIFY
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