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BB

Brooke L. Bradshaw

N.E.W. ADVISORY SERVICES
De Pere, WI 54115
Some features on this profile are disabled
CRD#: 6343331
BB

Professional summary

Brooke Lucille Bradshaw, who also goes by Brooke L Loritz, Brooke Lucille Loritz, is a registered financial advisor currently at N.E.W. ADVISORY SERVICES, LLC located in De Pere, Wisconsin and GENEOS WEALTH MANAGEMENT, INC. located in De Pere, Wisconsin.

Brooke is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Brooke has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Brooke L Loritz | Brooke Lucille Loritz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brooke Lucille Bradshaw's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 25, 2023 - Present

N.E.W. ADVISORY SERVICES, LLC

Office #1: 2200 Dickinson Road Unit 17a, De Pere, WI 54115
RIA
CRD#: 290405
De Pere, WI
Current

July 18, 2023 - Present

GENEOS WEALTH MANAGEMENT, INC.

Office #1: 2200 Dickinson Rd Unit 17a, De Pere, WI 54115
RIA
BD
CRD#: 120894
De Pere, WI
Past

November 16, 2017 - July 1, 2023

ROBERT W. BAIRD & CO. INCORPORATED

RIA
CRD#: 8158
APPLETON, WI
Past

April 18, 2017 - July 1, 2023

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
APPLETON, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NA
N.E.W. ADVISORY SERVICES, LLC
HERMSEN WEALTH MANAGEMENT | SOVEREIGN FINANCIAL GROUP | NORTHRIGHT FINANCIAL | N.E.W. ADVISORY SERVICES, LLC | JOHNSON WEALTH MANAGEMENT

CRD#: 290405 / SEC#: 801-112037

RIA
Registered Investment Advisory firm - (11/15/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Wisconsin
(7/18/2023)
IAR
Wisconsin
(7/25/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/15/2017
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/18/2017
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

NA
N.E.W. ADVISORY SERVICES, LLC
HERMSEN WEALTH MANAGEMENT | SOVEREIGN FINANCIAL GROUP | NORTHRIGHT FINANCIAL | N.E.W. ADVISORY SERVICES, LLC | JOHNSON WEALTH MANAGEMENT

CRD#: 290405 / SEC#: 801-112037

RIA
Registered Investment Advisory firm - (11/15/2017 Approved)
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Contact information

Main Address
2200 Dickinson Road Unit 17a, De Pere, WI 54115
Mailing Address
Phone number
(920) 712-7800
Established
Firm type
Fiscal year end
# of Employees
23

SEC notice filing (21 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/21/2025)

Regulatory assets under management

Total Number of Accounts8,245
AUM (Assets Under Management)$ 1,341,505,840

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

N.E.W. ADVISORY SERVICES, LLC

CRD#: 290405De Pere, WI 54115

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