Travis J. Wesley
FINANCIAL INVESTMENT TEAM ("FIT") | Financial Advisor
Portland, OR 97224
Some features on this profile are disabled
CRD#: 6343271
Professional summary
Travis J Wesley, AIF®, CFP® is a registered financial advisor currently at FINANCIAL INVESTMENT TEAM ("FIT") located in Portland, Oregon and PEAK BROKERAGE SERVICES, LLC located in Portland, Oregon.
Travis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Travis has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Retirement Income Management
Inheritance
Investment Planning
Employee and Employer Plan Ben...
Insurance Planning
Business Succession Planning
Comprehensive Financial Planni...
Tax Planning
Retirement Planning
Long-term Care
What is your minimum asset requirement?
100K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Entity: Financial Investment Team; Business Activity: RIA; Address: Portland, OR; Duties of Position: Financial Planning; Title: Investment Advisor; Start Date: 7/24; Approx. # of hours per month spent on activity: 160; Approx. # of hours spent during trading hours: 0
CRS (Client Relationship Summary) - RIA
Click below to view Travis J Wesley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2022
Experience
Current
July 10, 2024 - Present
FINANCIAL INVESTMENT TEAM ("FIT")
Office #1: 15350 Sw Sequoia Pkwy Suite 150, Portland, OR 97224RIA
CRD#: 145724
Portland, OR
Current
June 26, 2024 - Present
PEAK BROKERAGE SERVICES, LLC
Office #1: 15350 Sw Sequoia Parkway 150, Portland, OR 97224BD
CRD#: 157045
Portland, OR
Past
November 14, 2019 - July 3, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
LAKE OSWEGO, OR
Past
October 9, 2019 - July 3, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
LAKE OSWEGO, OR
Past
August 17, 2017 - August 21, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
PORTLAND, OR
Past
August 22, 2016 - August 21, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
PORTLAND, OR
Past
July 30, 2014 - October 3, 2014
FISHER INVESTMENTS
RIA
CRD#: 107342
CAMAS, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FI
FINANCIAL INVESTMENT TEAM ("FIT")
FINANCIAL INVESTMENT TEAM ("FIT") | HARRISON & ASSOCIATES WEALTH MANAGEMENT SERVICES, INC. | FINANCIAL INVESTMENT TEAM, INC.
CRD#: 145724 / SEC#: 801-114111
RIA
Registered Investment Advisory firm - (10/12/2018 Approved)California
Registered Investment Advisory firm - (11/15/2018 Terminated)Colorado
Registered Investment Advisory firm - (10/26/2018 Terminated)Louisiana
Registered Investment Advisory firm - (1/3/2017 Terminated)Oregon
Registered Investment Advisory firm - (10/23/2018 Terminated)Texas
Registered Investment Advisory firm - (10/23/2018 Terminated)Washington
Registered Investment Advisory firm - (10/30/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Oregon(6/26/2024)
IAR
Oregon(7/10/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FI
FINANCIAL INVESTMENT TEAM ("FIT")
FINANCIAL INVESTMENT TEAM ("FIT") | HARRISON & ASSOCIATES WEALTH MANAGEMENT SERVICES, INC. | FINANCIAL INVESTMENT TEAM, INC.
CRD#: 145724 / SEC#: 801-114111
RIA
Registered Investment Advisory firm - (10/12/2018 Approved)California
Registered Investment Advisory firm - (11/15/2018 Terminated)Colorado
Registered Investment Advisory firm - (10/26/2018 Terminated)Louisiana
Registered Investment Advisory firm - (1/3/2017 Terminated)Oregon
Registered Investment Advisory firm - (10/23/2018 Terminated)Texas
Registered Investment Advisory firm - (10/23/2018 Terminated)Washington
Registered Investment Advisory firm - (10/30/2018 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
15350 Sw Sequoia Pkwy Suite 150, Portland, OR 97224
Mailing Address
Phone number
(503) 906-5205
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 855 |
| AUM (Assets Under Management) | $ 186,401,476 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FINANCIAL INVESTMENT TEAM ("FIT")
Financial AdvisorCRD#: 145724Portland, OR 97224TRUST BUT VERIFY
Monitor Travis Wesley
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
