ML
Michael N. Lewis
EMPOWER ADVISORY GROUP
Milford, CT
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CRD#: 6343169
ML
Michael Nicholas LewisEMPOWER ADVISORY GROUP
Professional summary
Michael Nicholas Lewis, who also goes by Michael Nicholas Lewis, Michael Nicolas Lewis, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Milford, Connecticut and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Michael has worked at 9 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Aliases
Michael Nicholas Lewis | Michael Nicolas Lewis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 02/2023 - Twenty Four Wealth - DBA for LPL Business (entity for LPL business) - Inv. Related - Darien, CT 2) 02/2023 - Stratos Wealth Partners - DBA for LPL Business (entity for LPL business) - Inv. Related - Beachwood, OH 3) 02/2023 - Twenty Four Wealth - DBA for Registered Investment Advisor - Inv Related - Darien, CT 4) 2/24/2023 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Registered Admin - Start Date - 02/17/2023 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 2/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at�http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Nicholas Lewis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 24, 2026 - Present
EMPOWER ADVISORY GROUP, LLC
RIA
CRD#: 112058
Milford, CT
Current
July 24, 2026 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111BD
CRD#: 13109
GREENWOOD VILLAGE, CO
Past
August 28, 2024 - February 5, 2026
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
FAIRFIELD, CT
Past
August 28, 2024 - February 5, 2026
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
FAIRFIELD, CT
Past
February 21, 2023 - July 30, 2024
STRATOS WEALTH PARTNERS, LTD
RIA
CRD#: 153184
Darien, CT
Past
February 16, 2023 - September 5, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
DARIEN, CT
Past
July 19, 2022 - January 5, 2023
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
NORTH HAVEN, CT
Past
July 5, 2022 - January 5, 2023
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
NORTH HAVEN, CT
Past
July 17, 2019 - January 24, 2022
KEY INVESTMENT SERVICES LLC
BD
CRD#: 136300
Milford, CT
Past
July 8, 2014 - March 13, 2019
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
NORTH HAVEN, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
RIA
Registered Investment Advisory firm - (11/22/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/24/2026)
RR
Alaska(7/24/2026)
RR
Arizona(7/24/2026)
RR
Arkansas(7/24/2026)
RR
California(7/24/2026)
RR
Connecticut(7/24/2026)
IAR
Connecticut(7/24/2026)
RR
Delaware(7/24/2026)
RR
Georgia(7/24/2026)
RR
Hawaii(7/24/2026)
RR
Idaho(7/24/2026)
RR
Illinois(7/24/2026)
RR
Indiana(7/24/2026)
RR
Iowa(7/24/2026)
RR
Kansas(7/24/2026)
RR
Kentucky(7/24/2026)
RR
Maine(7/24/2026)
RR
Massachusetts(7/24/2026)
RR
Michigan(7/24/2026)
RR
Minnesota(7/24/2026)
RR
Mississippi(7/24/2026)
RR
Missouri(7/24/2026)
RR
Montana(7/24/2026)
RR
Nebraska(7/24/2026)
RR
Nevada(7/24/2026)
RR
New Hampshire(7/24/2026)
RR
New Jersey(7/24/2026)
RR
New Mexico(7/24/2026)
RR
New York(7/24/2026)
RR
North Carolina(7/24/2026)
RR
North Dakota(7/24/2026)
RR
Oklahoma(7/24/2026)
RR
Oregon(7/24/2026)
RR
Pennsylvania(7/24/2026)
RR
Rhode Island(7/24/2026)
RR
South Carolina(7/24/2026)
RR
South Dakota(7/24/2026)
RR
Tennessee(7/24/2026)
RR
Texas(7/24/2026)
RR
Utah(7/24/2026)
RR
Vermont(7/24/2026)
RR
Virginia(7/24/2026)
RR
Washington(7/24/2026)
RR
West Virginia(7/24/2026)
RR
Wisconsin(7/24/2026)
RR
Wyoming(7/24/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/27/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
RIA
Registered Investment Advisory firm - (11/22/2000 Approved)Loading...
Contact information
Main Address
8515 East Orchard Rd 4t2, Greenwood Village, CO 80111
Mailing Address
Phone number
(866) 575-4977
Established
Firm type
Fiscal year end
# of Employees
822
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/26/2026 | ||
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
