Jason T. King
OAKWOOD CAPITAL
St. Louis Park, MN 55426
Some features on this profile are disabled
CRD#: 6343030
Professional summary
Jason Thomas King, CFP®, who also goes by Jason King, is a registered financial advisor currently at OAKWOOD CAPITAL, INC. located in St. Louis Park, Minnesota and OAKWOOD CAPITAL SECURITIES, INC. located in St. Louis Park, Minnesota.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Jason has worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jason King
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. C2P Enterprises, LLC; Consultant; 30400 Detroit Road, Ste 201, Westlake, OH 44145; Non-Investment related; Since 7/2018; Position held - business consultant to company; Approx. 1 hour per month during business hours; compensation based on hours of consulting 2. Oakwood Capital Advisors, LLC.; Financial Advisor since 10/2019; 600 Highway 169 S, Ste 1410, Minneapolis, MN 55426; 10 hours per week during business hours for this Investment-Related activity; Duties include financial planning and investment management for Oakwood Capital Securities, Inc. and Oakwood Capital, Inc. clients 3. Oakwood Capital Insurance Solutions, LLC; 600 Highway 169 S, Ste 1410, Minneapolis, MN 55426; Since 02/2020; Fixed insurance agent; Non-Investment related; Approx. 10 hours per week during trading hours; Duties - insurance agent, sells life, health, disability, annuities, medicare supplements and long term care; OCS and OC clients are involved 4. Oakwood Capital, Inc.; Vice President and Financial Advisor; 600 Highway 169 S, Ste, Minneapolis, MN 55426; Duties include supporting the RIA and its clients; since 07/2020; 20 hours per week in this Investment-Related activity during business hours 5. Oakwood Capital Accounting & Tax Advisors, LLC; Vice President; 15701 S Tamiami Trl Ste 300, Fort Myers, FL 33908-4236 ; Non-investment related; 10 hours per month during business hours
CRS (Client Relationship Summary) - RIA
Click below to view Jason Thomas King's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
July 2, 2020 - Present
OAKWOOD CAPITAL, INC.
Office #1: 600 Highway 169 South Suite 1410, St. Louis Park, MN 55426RIA
CRD#: 112399
St. Louis Park, MN
Current
July 1, 2020 - Present
OAKWOOD CAPITAL SECURITIES, INC.
Office #1: 600 Highway 169 South Suite 1410, St. Louis Park, MN 55426Office #2: 600 Highway 169 South Suite 1410, St. Louis Park, MN 55426BD
CRD#: 21000
St. Louis Park, MN
Past
July 2, 2020 - December 31, 2020
OAKWOOD CAPITAL, INC.
RIA
CRD#: 112399
MINNEAPOLIS, MN
Past
August 1, 2018 - July 6, 2020
PROSPERITY CAPITAL ADVISORS
RIA
CRD#: 156480
Wayzata, MN
Past
September 27, 2016 - July 10, 2018
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
MINNEAPOLIS, MN
Past
September 27, 2016 - July 10, 2018
CRI SECURITIES, LLC
RIA
CRD#: 22589
MINNEAPOLIS, MN
Past
August 10, 2016 - July 10, 2018
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
MINNEAPOLIS, MN
Past
August 10, 2016 - July 10, 2018
CRI SECURITIES, LLC
BD
CRD#: 22589
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OC
OAKWOOD CAPITAL, INC.
GARDNER ADVISORS | OAKWOOD CAPITAL, INC. | L.O. GARDNER INC. DBA GARDNER ADVISORS | GARDNER ADVISORS INC.
CRD#: 112399 / SEC#: 801-120259
RIA
Registered Investment Advisory firm - (2/4/2021 Approved)Arizona
Registered Investment Advisory firm - (2/9/2021 Terminated)Florida
Registered Investment Advisory firm - (2/9/2021 Terminated)Iowa
Registered Investment Advisory firm - (2/10/2021 Terminated)Minnesota
Registered Investment Advisory firm - (2/23/2021 Terminated)Montana
Registered Investment Advisory firm - (2/9/2021 Terminated)North Dakota
Registered Investment Advisory firm - (2/9/2021 Terminated)South Dakota
Registered Investment Advisory firm - (2/9/2021 Terminated)Wisconsin
Registered Investment Advisory firm - (2/9/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(7/1/2020)
IAR
Florida(9/16/2020)
IAR
Iowa(1/9/2023)
RR
Minnesota(7/1/2020)
IAR
Minnesota(7/2/2020)
RR
Virginia(7/1/2020)
IAR
Wisconsin(10/8/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
OC
OAKWOOD CAPITAL, INC.
GARDNER ADVISORS | OAKWOOD CAPITAL, INC. | L.O. GARDNER INC. DBA GARDNER ADVISORS | GARDNER ADVISORS INC.
CRD#: 112399 / SEC#: 801-120259
RIA
Registered Investment Advisory firm - (2/4/2021 Approved)Arizona
Registered Investment Advisory firm - (2/9/2021 Terminated)Florida
Registered Investment Advisory firm - (2/9/2021 Terminated)Iowa
Registered Investment Advisory firm - (2/10/2021 Terminated)Minnesota
Registered Investment Advisory firm - (2/23/2021 Terminated)Montana
Registered Investment Advisory firm - (2/9/2021 Terminated)North Dakota
Registered Investment Advisory firm - (2/9/2021 Terminated)South Dakota
Registered Investment Advisory firm - (2/9/2021 Terminated)Wisconsin
Registered Investment Advisory firm - (2/9/2021 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
600 Highway 169 South Suite 1410, St. Louis Park, MN 55426
Mailing Address
Phone number
(952) 935-4601
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (17 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,001 |
| AUM (Assets Under Management) | $ 260,312,212 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
