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SC

Shneur Z. Ciment

HUNTWICKE SECURITIES
Topsfield, MA 01983
Some features on this profile are disabled
CRD#: 6342876
SC

Professional summary


Shneur Zalman Ciment, who also goes by Zalman Ciment, is a registered financial professional currently at HUNTWICKE SECURITIES, LLC located in Topsfield, Massachusetts.

Shneur is registered as a RR (Registered Representative) and started their career in finance in 2018. Shneur has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 79 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Zalman Ciment

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Shneur Zalman Ciment's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 14, 2020 - Present

HUNTWICKE SECURITIES, LLC

Office #1: 7 Grove Street Suite 201, Topsfield, MA 01983
BD
CRD#: 146993
Topsfield, MA
Past

February 20, 2018 - September 3, 2020

BNP PARIBAS SECURITIES CORP.

BD
CRD#: 15794
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(10/14/2020)
RR
Connecticut
(10/14/2020)
RR
Florida
(10/14/2020)
RR
Illinois
(10/28/2020)
RR
Massachusetts
(10/14/2020)
RR
New Jersey
(10/14/2020)
RR
New York
(10/14/2020)
RR
North Dakota
(10/20/2020)
RR
Ohio
(10/19/2020)
RR
Texas
(10/15/2020)

Exams


State Security Law Exam
RR
Series 63
Date: 3/13/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/22/2021
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


HS
HUNTWICKE SECURITIES, LLC
HUNTWICKE SECURITIES, LLC | PHALANX TRADING, LLC

CRD#: 146993 / SEC#: , 8-67865

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
7 Grove Street Suite 201, Topsfield, MA 01983
Mailing Address
7 Grove Street Suite 201, Topsfield, MA 01983
Phone number
(978) 887-5981
Established
Massachusetts since 02/11/2008
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (21 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
HUNTWICKE FINANCIAL LLC (F/K/A PHALANX PARTNERS LLC)OWNER
DORFMAN FOSTER, ESTEEFINOP2696529
GARCIA, FERNANDO MARIOCOMPLIANCE OFFICER6161322
WOODLAND, BRIAN ANDREWPRESIDENT/CEO/CCO2263508

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HUNTWICKE SECURITIES, LLC

CRD#: 146993Topsfield, MA 01983

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