Why Advisor Check

DT

Dalila D. Toledo

ALERA INVESTMENT ADVISORS

St. Petersburg, FL

Some features on this profile are disabled

CRD#: 6342494

Professional summary

Dalila Doris Toledo, who also goes by Dalila Toledo Bajalcaliev, Dalila Bajalcaliev, Dalila Doris Toledo, is a registered financial advisor currently at ALERA INVESTMENT ADVISORS, LLC located in St. Petersburg, Florida and ALERA SECURITIES LLC located in Deerfield, Illinois.

Dalila is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Dalila has worked at 12 firms and has passed the Series 66, Series 63, Series 82TO, Series 31, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dalila Toledo Bajalcaliev | Dalila Bajalcaliev | Dalila Doris Toledo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Alera Investment Advisors;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;registered investment advisor;compliance manager;12/4/2023;160 hrs/month;130 hrs during trading;IAR of Alera Investment Advisors 2. ALERA GROUP POSITION: Director of Compliance for Financial Services NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/20/2024 ADDRESS: 3 Parkway North, Deerfield IL 60015, United States DESCRIPTION: Director of Compliance for Financial Services

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dalila Doris Toledo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 29, 2024 - Present

ALERA INVESTMENT ADVISORS, LLC

RIA

CRD#: 287906

St. Petersburg, FL

Current

July 18, 2025 - Present

ALERA SECURITIES LLC

Office #1: Three Parkway North Suite 500, Deerfield, IL 60015

BD

CRD#: 335132

Deerfield, IL

Past

August 23, 2024 - April 29, 2025

OSAIC WEALTH, INC.

BD

CRD#: 23131

Chicago, IL

Past

December 14, 2023 - August 23, 2024

TRIAD ADVISORS LLC

BD

CRD#: 25803

Chicago, IL

Past

August 26, 2022 - November 29, 2023

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

TAMPA, FL

Past

August 2, 2022 - November 29, 2023

CITIGROUP GLOBAL MARKETS INC.

BD

CRD#: 7059

TAMPA, FL

Past

August 2, 2022 - November 29, 2023

CITI PRIVATE ALTERNATIVES, LLC

BD

CRD#: 153777

TAMPA, FL

Past

February 3, 2021 - July 19, 2022

WOODBURY FINANCIAL SERVICES, INC.

BD

CRD#: 421

OAKDALE, MN

Past

February 3, 2021 - July 19, 2022

SECURITIES AMERICA, INC.

BD

CRD#: 10205

LAVISTA, NE

Past

February 3, 2021 - July 19, 2022

OSAIC SERVICES, INC.

BD

CRD#: 133763

SCOTTSDALE, AZ

Past

February 3, 2021 - July 19, 2022

OSAIC WEALTH, INC.

BD

CRD#: 23131

SCOTTSDALE, AZ

Past

February 3, 2021 - July 19, 2022

FSC SECURITIES CORPORATION

BD

CRD#: 7461

ATLANTA, GA

Past

July 5, 2018 - July 19, 2022

TRIAD ADVISORS LLC

RIA

CRD#: 25803

NORCROSS, GA

Past

August 8, 2017 - July 19, 2022

TRIAD ADVISORS LLC

BD

CRD#: 25803

NORCROSS, GA

Past

April 4, 2017 - August 2, 2017

TRUIST INVESTMENT SERVICES, INC.

BD

CRD#: 17499

ATLANTA, GA

Past

July 7, 2014 - April 3, 2017

LBMZ SECURITIES, INC.

BD

CRD#: 7874

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AI

ALERA INVESTMENT ADVISORS, LLC

ALERA GROUP RETIREMENT PLAN SERVICES | WILSON ALBERS | WATERFORD GROUP | WALSH & NICHOLSON | TRINITY ADVISORS GROUP | THE ASCENT GROUP | SUMMIT GROUP OF VIRGINIA | SUMMIT GROUP 401K CONSULTING | STRATEGIC RETIREMENT PLAN CONSULTANTS | JA COUNTER | DOROSHOW INSURANCE | CSNW BENEFITS | BRIO BENEFITS | BCG 401K ADVISORS | ARISTA CONSULTING | AMCORP | ALERA INVESTMENT ADVISORS, LLC | ALERA GROUP WEALTH SERVICES

CRD#: 287906 / SEC#: 801-111892

RIA

Registered Investment Advisory firm - (10/26/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(1/29/2024)

RR

Florida
(10/29/2025)

RR

Illinois
(10/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

RR

IAR

Series 66

Date: 7/2/2018

Uniform Combined State Law Examination

State Security Law Exam

RR

Series 63

Date: 7/30/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

Series 82TO

Date: 7/18/2025

Limited Representative-Private Securities Offerings

General Industry/Product Exam

RR

Series 31

Date: 8/23/2022

Futures Managed Funds Examination

General Industry/Product Exam

RR

Series 52TO

Date: 10/9/2021

Municipal Securities Representative Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 7/7/2014

General Securities Representative Examination

Principal/Supervisory Exam

RR

Series 53

Date: 6/28/2022

Municipal Securities Principal Examination

Principal/Supervisory Exam

RR

Series 24

Date: 10/3/2016

General Securities Principal Examination

SRO Registrations

RR

FINRA

Current Firm

AI

ALERA INVESTMENT ADVISORS, LLC

ALERA GROUP RETIREMENT PLAN SERVICES | WILSON ALBERS | WATERFORD GROUP | WALSH & NICHOLSON | TRINITY ADVISORS GROUP | THE ASCENT GROUP | SUMMIT GROUP OF VIRGINIA | SUMMIT GROUP 401K CONSULTING | STRATEGIC RETIREMENT PLAN CONSULTANTS | JA COUNTER | DOROSHOW INSURANCE | CSNW BENEFITS | BRIO BENEFITS | BCG 401K ADVISORS | ARISTA CONSULTING | AMCORP | ALERA INVESTMENT ADVISORS, LLC | ALERA GROUP WEALTH SERVICES

CRD#: 287906 / SEC#: 801-111892

RIA

Registered Investment Advisory firm - (10/26/2017 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Three Parkway North Suite 500, Deerfield, IL 60015-2567

Mailing Address

Phone number

(847) 457-3000

Established

Firm type

Fiscal year end

# of Employees

88

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A (5/1/2025)

Regulatory assets under management

Total Number of Accounts	3,097
AUM (Assets Under Management)	$ 3,572,112,624

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALERA INVESTMENT ADVISORS, LLC

CRD#: 287906St. Petersburg, FL

TRUST BUT VERIFY

Monitor Dalila Toledo

Get automatic monthly alerts on:

Job or Firm Moves

Licensing Changes

Client Complaints

New Red Flags

Contact Information Updates

Similar Advisors

Stephen Albert Zahka

EDWARD JONES

IAR

RR

Marlborough, MA

Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

IAR

RR

Greenwich, CT

Marshall Lee Rosen

OSAIC WEALTH, INC.

IAR

RR

Fort Lauderdale, FL

Find Advisors by State

Terms Of Use Privacy Policy Subscription Policy

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.

© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.

Powered By