Nicholas D. Boekel
Professional summary
Nicholas David Boekel, who also goes by Nicholas David Boekel, Nick Boekel, Nicholas Boekel, is a registered financial professional currently at VICTORY CAPITAL SERVICES, INC. located in Boston, Massachusetts.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2014. Nicholas has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicholas David Boekel's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2025 - Present
VICTORY CAPITAL SERVICES, INC.
Office #1: 60 State Street, Boston, MA 02109January 6, 2025 - April 1, 2025
AMUNDI DISTRIBUTOR US, INC.
July 24, 2014 - November 17, 2015
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/6/2025
General Securities Representative ExaminationFINRA
Current Firm
VICTORY CAPITAL SERVICES, INC.
CRD#: 37059 / SEC#: , 8-47577
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
VICTORY CAPITAL SERVICES, INC.
CRD#: 37059Boston, MA 02109TRUST BUT VERIFY
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