James H. Okun
Professional summary
James Henry Okun III, who also goes by James Henry Okun, Jim Okun, James Henry Okun III, is a registered financial professional currently at STONEHAVEN, LLC located in New York, New York and HILL SECURITIES LLC located in San Francisco, California.
James is registered as a RR (Registered Representative) and started their career in finance in 2015. James has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Henry Okun III's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 28, 2023 - Present
STONEHAVEN, LLC
Office #1: 600 Fifth Avenue Second Floor, New York, NY 10020June 15, 2026 - Present
HILL SECURITIES LLC
Office #1: 501 2nd St, Suite 575, San Francisco, CA 94107August 31, 2021 - June 29, 2023
HOLLISTER ASSOCIATES, LLC
April 24, 2015 - April 7, 2021
STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/25/2023)
(6/28/2023)
(2/27/2026)
(1/22/2026)
(6/28/2023)
(10/23/2023)
Exams
FINRA
Current Firm
HILL SECURITIES LLC
CRD#: 338653 / SEC#: , 8-71444
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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