AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JO

James H. Okun

HILL SECURITIES
SAN FRANCISCO, CA 94107
Some features on this profile are disabled
CRD#: 6342214
JO
James Henry Okun IIIHILL SECURITIES

Professional summary

James Henry Okun III, who also goes by James Henry Okun, Jim Okun, James Henry Okun III, is a registered financial professional currently at HILL SECURITIES LLC located in San Francisco, California.

James is registered as a RR (Registered Representative) and started their career in finance in 2015. James has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Aliases

James Henry Okun | Jim Okun | James Henry Okun Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Henry Okun III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 15, 2026 - Present

HILL SECURITIES LLC

Office #1: 501 2nd St, Suite 575, San Francisco, CA 94107
BD
CRD#: 338653
SAN FRANCISCO, CA
Past

June 28, 2023 - June 25, 2026

STONEHAVEN, LLC

BD
CRD#: 118913
NEW YORK, NY
Past

August 31, 2021 - June 29, 2023

HOLLISTER ASSOCIATES, LLC

BD
CRD#: 173366
MOUNT PLEASANT, SC
Past

April 24, 2015 - April 7, 2021

STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS

BD
CRD#: 149326
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Delaware
(6/15/2026)
RR
Pennsylvania
(7/9/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 10/20/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/16/2015
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/19/2017
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

HS
HILL SECURITIES LLC
HILL SECURITIES LLC

CRD#: 338653 / SEC#: , 8-71444

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
Loading...

Contact information

Main Address
501 2nd St, Suite 575, San Francisco, CA 94107
Mailing Address
501 2nd St, Suite 575, San Francisco, CA 94107
Phone number
(415) 650-8828
Established
Delaware since 09/11/2025
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
HILL TECHNOLOGIES INC.MEMBER
BENSON, ANDREW LEIGHCHIEF EXECUTIVE OFFICER7796639
OKUN, JAMES HENRY IIICHIEF COMPLIANCE OFFICER6342214
SHEA, PATRICK OFARRELLFINOP838154

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HILL SECURITIES LLC

CRD#: 338653San Francisco, CA 94107

TRUST BUT VERIFY

Monitor James Okun

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Bugra Bakan
Bugra BakanAdvisorCheck Check Mark
OCCIDENTAL ASSET MANAGEMENT, LLC
IAR
BURLINGAME, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.