Jacob Petion
Professional summary
Jacob Petion is a registered financial professional currently at VANGUARD MARKETING CORPORATION located in Plano, Texas.
Jacob is registered as a RR (Registered Representative) and started their career in finance in 2015. Jacob has worked at 7 firms and has passed the Series 63, Series 65, Series 6TO, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jacob Petion's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 1, 2026 - Present
VANGUARD MARKETING CORPORATION
Office #1: 7900 Windrose Ave, Plano, TX 75024November 5, 2024 - September 15, 2025
PRINCIPAL ADVISED SERVICES
November 5, 2024 - September 15, 2025
PRINCIPAL SECURITIES, INC.
February 22, 2024 - September 23, 2024
J.P. MORGAN SECURITIES LLC
July 19, 2022 - September 19, 2023
FISHER INVESTMENTS
November 20, 2019 - May 25, 2021
MML INVESTORS SERVICES, LLC
November 11, 2019 - May 25, 2021
MML INVESTORS SERVICES, LLC
July 10, 2018 - August 6, 2019
EQUITABLE ADVISORS, LLC
February 19, 2018 - August 6, 2019
EQUITABLE ADVISORS, LLC
January 26, 2015 - June 24, 2015
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/1/2026)
Exams
Series 6TO
Date: 2/22/2024
Investment Company Products/Variable Contracts Representative ExaminationSeries 7TO
Date: 2/22/2024
General Securities Representative ExaminationFINRA
Current Firm
VANGUARD MARKETING CORPORATION
CRD#: 7452 / SEC#: , 8-21570
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VANGUARD GROUP, INC. | PARENT COMPANY | |
| BENDL, JOHN WESLEY | DIRECTOR, SENIOR VICE PRESIDENT | 6931980 |
| BISORDI, JOHN | DIRECTOR, VICE PRESIDENT, GENERAL COUNSEL | 7526828 |
| BOATENG, AMMA ACHEAMPOMAA | DIRECTOR, SENIOR VICE PRESIDENT | 4677078 |
| BRANCATO, MATTHEW CLARK | DIRECTOR, VICE PRESIDENT | 6220380 |
| JAMES, JOHN MARK | DIRECTOR, SENIOR VICE PRESIDENT | 5594356 |
| KADJESKI, ANDREW MICHAEL | CHAIRMAN, PRESIDENT, DIRECTOR, CEO | 4708335 |
| PANTALONE, SALVATORE L JR | PRINCIPAL FINANCIAL OFFICER | 2887373 |
| PETTY, DAVID | VICE PRESIDENT | 5684895 |
| STEWART, MARC CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2688699 |
| TRETTER, MATTHEW ANTHONY | PRINCIPAL OPERATIONS OFFICER | 5956530 |
Disclosures
| Regulatory Event | 47 |
| Arbitration | 8 |
Red Flags
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Company Information
VANGUARD MARKETING CORPORATION
CRD#: 7452Plano, TX 75024TRUST BUT VERIFY
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