Colin C. Murphy
Professional summary
Colin Chester Murphy, who also goes by Colin C Murphy, Colin Murphy, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Annapolis, Maryland and TRUIST INVESTMENT SERVICES, INC. located in Annapolis, Maryland.
Colin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Colin has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Colin Chester Murphy's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 4, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 2350 Solomons Island Road, Annapolis, MD 21401April 26, 2016 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 2350 Solomons Island Rd, Annapolis, MD 21401August 20, 2014 - July 9, 2015
TRUIST INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/14/2021)
(4/26/2016)
(9/10/2021)
(4/26/2016)
(11/4/2016)
(6/12/2020)
(8/18/2016)
Exams
Series 7TO
Date: 7/13/2020
General Securities Representative ExaminationFINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Annapolis, MD 21401TRUST BUT VERIFY
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