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CG

Christopher Joseph Gure

FORTRESS PRIVATE LEDGER
Raleigh, NC
·CRD# 6339890·12 years registered

Professional Summary

Christopher Joseph Gure is a registered financial advisor currently at FORTRESS PRIVATE LEDGER, LLC located in Raleigh, North Carolina. Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Christopher has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years registered in the securities industry

Current & Past Employments

Current

FORTRESS PRIVATE LEDGER, LLCCurrent·CRD# 290298
RIA
BD
1. 3110 Edwards Mill Rd Ste 200, Raleigh, NC 276122. 3110 Edwards Mill Rd Suite 200, Raleigh, NC 27612
August 16, 2018 - Present
FORTRESS PRIVATE LEDGER, LLCCurrent·CRD# 290298
RIA
BD
1. 3110 Edwards Mill Rd, Ste 200, Raleigh, NC 276122. 3110 Edwards Mill Rd Ste 200, Raleigh, NC 27612
August 27, 2018 - Present

Past

LPL FINANCIAL LLCPast·CRD# 6413
BD
Raleigh, NC
June 2, 2016 - August 27, 2018
LPL FINANCIAL LLCPast·CRD# 6413
RIA
Raleigh, NC
August 11, 2015 - August 27, 2018
FIDELITY BROKERAGE SERVICES LLCPast·CRD# 7784
BD
Durham, NC
June 19, 2014 - June 15, 2015

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Current Firm

FP
FORTRESS PRIVATE LEDGER, LLC

ABUNDANCE NC | THE JEFFREY GROUP | MOORESVILLE WEALTH | JG3, LLC | JAVELIN 19 OPPORTUNITY ZONE ADVISORS | HOMETOWN RETIREMENT STRATEGIES | FORTRESS RETIREMENT PLAN ADVISORS | FORTRESS PRIVATE LEDGER, LLC | FORTRESS PRIVATE LEDGER | FORTRESS PHYSICIANS | FORTRESS INVESTMENT MANAGEMENT | FORTRESS FINANCIAL PARTNERS | FORTRESS ADVISOR NETWORK | COLLEGIATE FINANCIAL GROUP | BEST INTEREST WEALTH PLANNING, LLC | AXIOM CONSULTING GROUP | ARCHER

CRD#: 290298 / SEC#: 801-118075, 8-70027
RIA
Registered Investment Advisory firm - SEC (2/18/2020 Approved)
North Carolina
Registered Investment Advisory firm - SEC (2/28/2020 Terminated)
Texas
Registered Investment Advisory firm - SEC (2/27/2020 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

3110 Edwards Mill Rd, Ste 200 Suite 200, Raleigh, NC 27612

Mailing Address

3110 Edwards Mill Rd, Ste 200, Raleigh, NC 27612

Phone Number

(919) 322-2762

Established

North Carolina since 11/17/2017

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

# of Employees

22

SEC notice filing (19 States and Territories)

Registered to provide investment advisory services in 19 US states and territories.

FINRA licenses (35 States and Territories)

Registered to provide investment advisory services in 19 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

WRAP BROCHURE FOR FORTRESS PRIVATE LEDGER (3/31/2026)

Direct owners and executive officers

NamePositionCRD#
THE JOSEPH N. GRABAR, III REVOCABLE TRUST DATED MAY 14, 2004OWNER—
GURE, CHRISTOPHER JOSEPHOWNER6339890
CARTER, ANA RFINOP/CFO/PFO/POO4424794
GRABAR, JOSEPH NICHOLAS IIICEO/CCO/TRUSTEE2776181

Regulatory Assets Under Management

Total Number of Accounts

1,528

AUM (Assets Under Management)

$583,977,291

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Fortress Financial Partners, Fortress Investment Management, Fortress Physicians and Fortress Retirement Plan Advisors are DBA's used for business conducted by Fortress Private Ledger, LLC.
(2) Gure Capital, LLC, Member of LLC since 9/21/22, providing support services to businesses, not investment related, 17916 Bartali Lane, Charlotte NC 28278-012
(3) Fortress Tax Services, part owner of tax service business, providing tax preparation and filing services since June 2023, less than 5 hours/week, 3110 Edwards Mills Road, Suite 200, Raleigh, NC
(4) Collegiate Financial Group - Investment Related - Lexington, SC 29072 - DBA name - Start Date 10/2025 - Investment Consultant - Financial Planning

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FP
FORTRESS PRIVATE LEDGER, LLC

ABUNDANCE NC | THE JEFFREY GROUP | MOORESVILLE WEALTH | JG3, LLC | JAVELIN 19 OPPORTUNITY ZONE ADVISORS | HOMETOWN RETIREMENT STRATEGIES | FORTRESS RETIREMENT PLAN ADVISORS | FORTRESS PRIVATE LEDGER, LLC | FORTRESS PRIVATE LEDGER | FORTRESS PHYSICIANS | FORTRESS INVESTMENT MANAGEMENT | FORTRESS FINANCIAL PARTNERS | FORTRESS ADVISOR NETWORK | COLLEGIATE FINANCIAL GROUP | BEST INTEREST WEALTH PLANNING, LLC | AXIOM CONSULTING GROUP | ARCHER

CRD#: 290298 / SEC#: 801-118075, 8-70027
RIA
Registered Investment Advisory firm - SEC (2/18/2020 Approved)
North Carolina
Registered Investment Advisory firm - SEC (2/28/2020 Terminated)
Texas
Registered Investment Advisory firm - SEC (2/27/2020 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(6/24/2025)
RR
Arizona
(3/24/2025)
RR
Arkansas
(3/24/2025)
RR
California
(3/24/2025)
RR
Colorado
(4/4/2025)
RR
Delaware
(5/27/2026)
RR
Florida
(3/24/2025)
RR
Georgia
(9/3/2024)
IAR
Georgia
(9/5/2024)
RR
Illinois
(4/24/2025)
RR
Indiana
(12/4/2025)
RR
Kentucky
(5/22/2026)
RR
Maryland
(12/8/2025)
RR
Minnesota
(4/4/2025)
RR
Nevada
(3/24/2025)
RR
New Jersey
(4/9/2019)
IAR
New Jersey
(9/29/2023)
RR
New York
(5/18/2021)
IAR
New York
(10/30/2023)
RR
North Carolina
(8/29/2018)
IAR
North Carolina
(8/31/2018)
RR
Oregon
(2/23/2026)
RR
Pennsylvania
(5/22/2026)
IAR
South Carolina
(10/3/2023)
RR
South Carolina
(1/12/2026)
RR
Tennessee
(5/20/2025)
IAR
Texas
(8/16/2018)
RR
Texas
(2/8/2019)
RR
Virginia
(4/19/2023)
IAR
Virginia
(5/12/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2015About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2014About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2014About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Christopher Joseph Gure's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Christopher Joseph Gure's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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