ER
Ella M. Rivas-chacon
FORESIDE FUND SERVICES
Miami, FL 33131
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CRD#: 6339479
ER
Professional summary
Ella Maria Rivas-chacon is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Miami, Florida.
Ella is registered as a RR (Registered Representative) and started their career in finance in 2017. Ella has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Ella Maria Rivas-chacon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 4, 2026 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 600 Brickell Avenue, Ph, Miami, FL 33131BD
CRD#: 46106
Miami, FL
Past
March 29, 2022 - June 16, 2025
BLACKROCK INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 108928
MIAMI, FL
Past
March 29, 2022 - June 16, 2025
BLACKROCK INVESTMENTS, LLC
BD
CRD#: 38642
MIAMI, FL
Past
June 22, 2018 - February 24, 2022
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
CORAL GABLES, FL
Past
August 15, 2017 - February 24, 2022
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
CORAL GABLES, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/4/2026)
RR
Alaska(3/4/2026)
RR
Arizona(3/4/2026)
RR
Arkansas(3/4/2026)
RR
California(3/4/2026)
RR
Colorado(3/4/2026)
RR
Connecticut(3/4/2026)
RR
Delaware(3/4/2026)
RR
District of Columbia(3/4/2026)
RR
Florida(3/4/2026)
RR
Georgia(3/4/2026)
RR
Hawaii(3/4/2026)
RR
Idaho(3/4/2026)
RR
Illinois(3/4/2026)
RR
Indiana(3/4/2026)
RR
Iowa(3/4/2026)
RR
Kansas(3/4/2026)
RR
Kentucky(3/4/2026)
RR
Louisiana(3/4/2026)
RR
Maine(3/4/2026)
RR
Maryland(3/4/2026)
RR
Massachusetts(3/4/2026)
RR
Michigan(3/4/2026)
RR
Minnesota(3/4/2026)
RR
Mississippi(3/4/2026)
RR
Missouri(3/4/2026)
RR
Montana(3/4/2026)
RR
Nebraska(3/4/2026)
RR
Nevada(3/4/2026)
RR
New Hampshire(3/4/2026)
RR
New Jersey(3/4/2026)
RR
New Mexico(3/4/2026)
RR
New York(3/4/2026)
RR
North Carolina(3/4/2026)
RR
North Dakota(3/4/2026)
RR
Ohio(3/4/2026)
RR
Oklahoma(3/4/2026)
RR
Oregon(3/4/2026)
RR
Pennsylvania(3/4/2026)
RR
Rhode Island(3/4/2026)
RR
South Carolina(3/4/2026)
RR
South Dakota(3/4/2026)
RR
Tennessee(3/4/2026)
RR
Texas(3/4/2026)
RR
Utah(3/4/2026)
RR
Vermont(3/4/2026)
RR
Virginia(3/4/2026)
RR
Washington(3/4/2026)
RR
West Virginia(3/4/2026)
RR
Wisconsin(3/4/2026)
RR
Wyoming(3/4/2026)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FF
FORESIDE FUND SERVICES, LLC
FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(207) 553-7110
Established
Delaware since 09/08/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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Company Information
FORESIDE FUND SERVICES, LLC
CRD#: 46106Miami, FL 33131TRUST BUT VERIFY
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