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DL

Douglas Levasseur

WILLIS TOWERS WATSON SECURITIES
Chicago, IL
Some features on this profile are disabled
CRD#: 6339463
DL
Douglas LevasseurWILLIS TOWERS WATSON SECURITIES

Professional summary

Douglas Levasseur, CFP®, who also goes by Doug Levasseur, Douglas Raymond Levasseur, is a registered financial advisor currently at WILLIS TOWERS WATSON SECURITIES, LLC located in Chicago, Illinois.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Douglas has worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 9 and Series 10 exams.

At a Glance

Always Fiduciary

Aliases

Doug Levasseur | Douglas Raymond Levasseur

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 4/15/2021 - BMO Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Levasseur's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

September 8, 2026 - Present

WILLIS TOWERS WATSON SECURITIES, LLC

RIA
BD
CRD#: 317602
Chicago, IL
Past

March 30, 2021 - August 11, 2026

LPL FINANCIAL LLC

RIA
CRD#: 6413
CHICAGO, IL
Past

March 30, 2021 - August 11, 2026

LPL FINANCIAL LLC

BD
CRD#: 6413
CHICAGO, IL
Past

May 10, 2018 - March 24, 2021

BMO HARRIS FINANCIAL ADVISORS, INC.

RIA
CRD#: 137115
CHICAGO, IL
Past

May 10, 2018 - March 24, 2021

BMO HARRIS FINANCIAL ADVISORS, INC.

BD
CRD#: 137115
CHICAGO, IL
Past

September 23, 2014 - May 3, 2018

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
LEAWOOD, KS
Past

August 25, 2014 - May 3, 2018

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
LEAWOOD, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(9/8/2026)

Exams

What does exam status mean?
State Security Law Exam
PR
IAR
Series 66
Status Unavailable
Passed: 9/20/2014
Uniform Combined State Law Examination
General Industry/Product Exam
PR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
PR
Series 7
Status Unavailable
Passed: 8/25/2014
General Securities Representative Examination
Principal/Supervisory Exam
PR
Series 9
Status Unavailable
Passed: 12/22/2014
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
PR
Series 10
Status Unavailable
Passed: 11/24/2014
General Securities Sales Supervisor - General Module Examination

Current Firm

WT
WILLIS TOWERS WATSON SECURITIES, LLC
WILLIS TOWERS WATSON SECURITIES, LLC

CRD#: 317602 / SEC#: 801-137326, 8-70858

New York
Registered Investment Advisory firm - SEC (4/27/2022 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
200 Liberty Street Suite 1800, Chicago, IL 60606
Mailing Address
200 Liberty Street 6th Floor, New York, NY 10281
Phone number
(516) 375-0126
Established
Delaware since 11/02/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
5

FINRA licenses (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A 8-18-2026 (8/18/2026)

Direct owners and executive officers

NamePositionCRD#
WILLIS HRH, INC.MANAGING MEMBER
CONDON, ROBIN DIANECCO-BROKER-DEALER2908077
EARLS, KEVIN GERARDCEO-BROKER-DEALER1108493
GLYNN, MICHAEL GERARDFINOP, PFO, POO3219445
GRIFFITH, ANN MARGARETCHIEF COMPLIANCE OFFICER-INVESTMENT ADVISORY2936554
HENRY, WILLIAM THOMASCHIEF EXECUTIVE OFFICE-INVESTMENT ADVISORY8324657
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WILLIS TOWERS WATSON SECURITIES, LLC

CRD#: 317602Chicago, IL

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