Douglas Levasseur
CFP®Professional Summary
Douglas Levasseur, CFP®, who also goes by Doug Levasseur, Douglas Raymond Levasseur, is a registered financial advisor currently at WILLIS TOWERS WATSON SECURITIES, LLC located in Chicago, Illinois. Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Douglas has worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 9 and Series 10 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Doug Levasseur, Douglas Raymond Levasseur
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
12 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
WILLIS TOWERS WATSON SECURITIES, LLC
Contact Information
Main Address
200 Liberty Street Suite 1800, Chicago, IL 60606Mailing Address
200 Liberty Street 6th Floor, New York, NY 10281Phone Number
(516) 375-0126Established
Delaware since 11/02/2021Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Small# of Employees
5SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
FINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
WILLIS TOWERS WATSON SECURITIES, LLC
State Registrations and Notice Filings
(9/17/2026)
(9/17/2026)
(9/8/2026)
(9/17/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Dec 2014About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Nov 2014About the Series 10 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Douglas Levasseur's CRS (Customer Relationship Summary).
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