Robin Diane Condon
AIF®Professional Summary
Robin Diane Condon, AIF® is a registered financial advisor currently at WILLIS TOWERS WATSON SECURITIES, LLC located in New York, New York and CETERA INVESTMENT ADVISERS LLC located in Georgetown, Connecticut. Robin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Robin has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 10, Series 9,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
29 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
Contact Information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096Phone Number
(310) 257-7880# of Employees
10,251SEC notice filing (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
Regulatory Assets Under Management
Total Number of Accounts
813,961AUM (Assets Under Management)
$256,813,748,739Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2026 | Cover Page | Report |
| 10/27/2025 | Cover Page | Report |
| 12/13/2024 | Cover Page | Report |
| 09/26/2023 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
State Registrations and Notice Filings
(1/2/2024)
(12/21/2022)
(9/3/2013)
(6/29/2023)
(1/2/2024)
(1/7/2016)
(9/3/2013)
(10/6/2021)
(9/3/2013)
(9/3/2013)
(9/3/2013)
(12/21/2022)
(1/3/2014)
(1/6/2014)
(12/21/2022)
(9/3/2013)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 1997About the Series 6 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jun 2011About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed May 2011About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Robin Diane Condon's CRS (Customer Relationship Summary).
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