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DF

Dimia Fogam

CVC FUNDING
NEW YORK, NY 10153
Some features on this profile are disabled
CRD#: 6338603
DF

Professional summary


Dimia Fogam, who also goes by Dimia Evelyne Fogam, Dimia Evelyne Fogam, is a registered financial professional currently at CVC FUNDING, LLC located in New York, New York.

Dimia is registered as a RR (Registered Representative) and started their career in finance in 2017. Dimia has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 79 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Dimia Evelyne Fogam | Dimia Evelyne Fogam

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Dimia Fogam's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 11, 2019 - Present

CVC FUNDING, LLC

Office #1: 767 Fifth Avenue 14th Floor, New York, NY 10153
BD
CRD#: 277056
NEW YORK, NY
Past

August 22, 2017 - August 28, 2019

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
District of Columbia
(1/22/2020)
RR
Florida
(9/23/2020)
RR
Michigan
(9/23/2020)
RR
New York
(10/4/2019)
RR
Tennessee
(7/31/2025)
RR
Washington
(5/9/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 10/4/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/1/2019
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


CF
CVC FUNDING, LLC
CVC CAPITAL MARKETS | CVC FUNDING, LLC | CVC CREDIT PARTNERS 712, LLC

CRD#: 277056 / SEC#: , 8-69650

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
767 Fifth Avenue 14th Floor, New York, NY 10153
Mailing Address
767 Fifth Avenue 14th Floor, New York, NY 10153
Phone number
(212) 506-3858
Established
Delaware since 06/03/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
CVC CREDIT PARTNERS, LLCMANAGING MEMBER138528
HASSAN, HUWAIDACHIEF COMPLIANCE OFFICER4991095
RUTITSKIY, DMITRIYFINOP6117665
SQUIRE, ROBERT JOHNCEO/ PRESIDENT6367973

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CVC FUNDING, LLC

CRD#: 277056New York, NY 10153

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