Rebecca H. Baker

MARBLE WEALTH

MONTGOMERY, AL 36106

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CRD#: 6337829

Professional summary

Rebecca Hardwich Baker, CFP®, who also goes by Rebecca Elizabeth Hardwich, is a registered financial advisor currently at MARBLE WEALTH, LLC located in Montgomery, Alabama and SANCTUARY SECURITIES, INC. located in Montgomery, Alabama.

Rebecca is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Rebecca has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rebecca Elizabeth Hardwich

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Temporary Dual Registration. On a temporary and transitional basis, Ms Baker is dually-registered as an Investment Advisor Representative (IAR) with Marble Wealth LLC and as a Registered Representative (RR) with Sanctuary Securities, Inc. ("Sanctuary"). Following the transition to Marble Wealth, the registration with Sanctuary will be removed. 2) Name: JR2B, LLC Position: Owner Nature: Commercial Rental Building to my husband's business Investment Related: Yes Hours: 1Securities Trading Hours: 0Start Date: 12/15/2016 Address: 2084 Myrtlewood Drive, Montgomery AL 36111, United States Description: Rent collection, tax preparation 3) Name: Marble Family Office, LLC Position: Partner Nature: Tax returns, bill pay, personal financial statement preparation Investment Related: No Hours: 1 Securities Trading Hours: 0 Start Date: 1/26/2023 Address: 21 1/2 Spring Street, Mountain Brook AL 35213, United States Description: CPA - oversee business 4) MARBLE WEALTH, LLC POSITION: COO NATURE: Independent RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 5/1/2025 ADDRESS: 4137 Carmichael Road, Suite 210, Montgomery AL 36106, United States DESCRIPTION: Run day to day business; financial advisor

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rebecca Hardwich Baker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

June 2, 2025 - Present

MARBLE WEALTH, LLC

Office #1: 4137 Carmichael Road Suite 210, Montgomery, AL 36106

RIA

CRD#: 335291

MONTGOMERY, AL

Current

August 12, 2022 - Present

SANCTUARY SECURITIES, INC.

Office #1: 4137 Carmichael Rd Ste 210, Montgomery, AL 36106

CRD#: 205

Montgomery, AL

Past

August 12, 2022 - October 1, 2025

SANCTUARY ADVISORS, LLC

RIA

CRD#: 226606

MONTGOMERY, AL

Past

April 22, 2016 - August 23, 2022

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

MONTGOMERY, AL

Past

April 22, 2016 - August 23, 2022

UBS FINANCIAL SERVICES INC.

CRD#: 8174

MONTGOMERY, AL

Past

July 29, 2014 - May 10, 2016

MORGAN STANLEY

RIA

CRD#: 149777

MONTGOMERY, AL

Past

July 1, 2014 - May 10, 2016

MORGAN STANLEY

CRD#: 149777

MONTGOMERY, AL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MARBLE WEALTH, LLC

CRD#: 335291 / SEC#: 801-132676

RIA

Registered Investment Advisory firm - (4/30/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/12/2022)

IAR

Alabama
(6/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/29/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/1/2014

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MARBLE WEALTH, LLC

CRD#: 335291 / SEC#: 801-132676

RIA

Registered Investment Advisory firm - (4/30/2025 Approved)

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Contact information

Main Address

4137 Carmichael Road Suite 210, Montgomery, AL 36106

Mailing Address

Phone number

(334) 679-4800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MARBLE WEALTH DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (10/31/2025)

Regulatory assets under management

Total Number of Accounts	1,080
AUM (Assets Under Management)	$ 894,602,562

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Rebecca H. Baker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rebecca Hardwich Baker's CRS (Customer Relationship Summary).

Certified licenses

Experience

SANCTUARY SECURITIES, INC.

SANCTUARY ADVISORS, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

MARBLE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/29/2014

SIE

Date: 10/1/2018

Series 7

Date: 7/1/2014

FINRA

Current Firm

MARBLE WEALTH, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MARBLE WEALTH, LLC

TRUST BUT VERIFY

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