Keith Donavan Thieman
Professional Summary
Keith Donavan Thieman, who also goes by Keith Thieman, is a registered financial advisor currently at MARIDEA WEALTH MANAGEMENT located in Marietta, Ohio and PRIVATE CLIENT SERVICES, LLC located in Marietta, Ohio. Keith is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Keith has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Keith Thieman
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
12 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
ASHFORD INVESTMENT ADVISORS | VITALSTONE FINANCIAL | RIVER CITIES FINANCIAL SERVICES | RIVER CITIES FINANCIAL | PINNACLE WEALTH | MARIDEA WEALTH MANAGEMENT LLC | MARIDEA WEALTH MANAGEMENT | HUCKLEBERRY CAPITAL MANAGEMENT | HOOT WEALTH | HERITAGE FINANCIAL STRATEGIES | HARTSHORNE GROUP | BAY STREET CAPITAL HOLDINGS
Contact Information
Main Address
25 Kent Avenue Suite 401, Brooklyn, NY 11249Phone Number
(347) 289-5227# of Employees
48SEC notice filing (18 States and Territories)
Registered to provide investment advisory services in 18 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
6,117AUM (Assets Under Management)
$1,971,582,760Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ASHFORD INVESTMENT ADVISORS | VITALSTONE FINANCIAL | RIVER CITIES FINANCIAL SERVICES | RIVER CITIES FINANCIAL | PINNACLE WEALTH | MARIDEA WEALTH MANAGEMENT LLC | MARIDEA WEALTH MANAGEMENT | HUCKLEBERRY CAPITAL MANAGEMENT | HOOT WEALTH | HERITAGE FINANCIAL STRATEGIES | HARTSHORNE GROUP | BAY STREET CAPITAL HOLDINGS
State Registrations and Notice Filings
(6/5/2026)
(6/5/2026)
(6/5/2026)
(6/1/2026)
(6/5/2026)
(6/2/2026)
(6/5/2026)
(6/5/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Keith Donavan Thieman's CRS (Customer Relationship Summary).
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