SD
Shaminder S. Dhindsa
GWN SECURITIES
San Diego, CA 92127
Some features on this profile are disabled
CRD#: 6337523
SD
Professional summary
Shaminder Singh Dhindsa, who also goes by Shaminder Singh Dhindsa, Shaminder Dhindsa, is a registered financial advisor currently at GWN SECURITIES INC. located in San Diego, California.
Shaminder is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Shaminder has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Shaminder Singh Dhindsa | Shaminder Dhindsa
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I*934306, Name of OBA: Purple Mango Films, LLC Address: Escondido, CA Investment Related: No Position, Title, Association: Owner Employee Start Date: 7/26/2022 No Hours: 3 Monthly No Hours during trading: 0 Duties: Wedding Videography LA PENSION PLANNERS POSITION: Financial Representative NATURE: DBA/Investment Planning. INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 3/21/2023 ADDRESS: 177 E Colorado Blvd Office 3055 Pasadena CA 91105, United States DESCRIPTION: DBA/Working for this company as a Financial Rep. INSURANCE POSITION: Financial Advisor NATURE: fixed & insurance sales. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 40 START DATE: 3/16/2023 ADDRESS: 177 E Colorado Blvd Office 3055 Pasadena CA 91105, United States DESCRIPTION: Life Insurance SAMPLICITY, LLC INVESTMENT RELATED: Is Not Investment Related, NATURE: Corporate entity for tax purposes, POSITION: Member, START DATE: 2023-12-12,HOURS PER MONTH: 1 hours per month, TRADING HOURS: 0 hours per month during trading hours DESCRIPTION: This LLC entity was created for tax purposes on the advice of my CPA to receive income and commissions and business expenses for financial advising income. PENSION101 INVESTMENT RELATED: Is Not Investment Related, ADDRESS: "457 W Allen Ave, Suite 110, San Dimas, CA, 91773, United States", NATURE: Pension Education and Lead Generation System, POSITION: Co-Founder, START DATE: 8/22/2025, 2 hours per month, 0 hours per month during trading hours, No Compensation DESCRIPTION: Passive partner providing insight on how the pension education platform should look.
CRS (Client Relationship Summary) - RIA
Click below to view Shaminder Singh Dhindsa's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Shaminder Singh Dhindsa's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 20, 2023 - Present
GWN SECURITIES INC.
Office #1: 16870 West Bernardo Drive Suite 400, San Diego, CA 92127RIA
BD
CRD#: 128929
San Diego, CA
Current
March 20, 2023 - Present
GWN SECURITIES INC.
Office #1: 16870 West Bernardo Drive Suite 400, San Diego, CA 92127RIA
BD
CRD#: 128929
San Diego, CA
Past
September 20, 2017 - March 31, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
SAN DIEGO, CA
Past
September 20, 2017 - March 31, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
SAN DIEGO, CA
Past
October 6, 2015 - September 20, 2017
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
LOS ANGELES, CA
Past
July 18, 2015 - September 20, 2017
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/20/2023)
IAR
California(3/20/2023)
RR
Illinois(8/27/2025)
RR
Washington(4/10/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
