Michael J. Mccauley
Professional summary
Michael Joseph Mccauley is a registered financial professional currently at PHX FINANCIAL, INC. located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2014. Michael has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Joseph Mccauley's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 16, 2018 - Present
PHX FINANCIAL, INC.
Office #1: 100 Wall Street 10th Floor, New York, NY 10005September 15, 2017 - January 16, 2018
JOSEPH GUNNAR & CO. LLC
October 28, 2014 - October 13, 2017
NATIONAL SECURITIES CORPORATION
June 10, 2014 - October 27, 2014
GLOBAL ARENA CAPITAL CORP
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
PHX FINANCIAL, INC.
CRD#: 144403 / SEC#: , 8-67653
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
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