James A. Amadeo
Professional summary
James Archibald Amadeo is a registered financial professional currently at CF SECURED, LLC located in New York, New York and FMX EXECUTION, LLC located in New York, New York.
James is registered as a RR (Registered Representative) and started their career in finance in 2017. James has worked at 9 firms and has passed the SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Archibald Amadeo's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 5, 2017 - Present
CF SECURED, LLC
Office #1: 110 East 59th Street 4th Floor, New York, NY 10022October 5, 2017 - Present
FMX EXECUTION, LLC
Office #1: 55 Water Street, New York, NY 10041October 5, 2017 - Present
GFI SECURITIES LLC
Office #1: 110 East 59th St. 21st Floor, New York, NY 10022October 5, 2017 - Present
BGC FINANCIAL, L.P.
Office #1: 55 Water Street 10th Floor, New York, NY, 10004October 5, 2017 - Present
MINT BROKERS
Office #1: 55 Water Street 10th Floor, New York, NY 10038October 5, 2017 - Present
CANTOR FITZGERALD & CO.
Office #1: 110 East 59th Street 4th Floor, New York, NY, 10022October 5, 2017 - May 27, 2020
CFWP SECURITIES, LLC
October 5, 2017 - July 1, 2021
SUNRISE BROKERS LLC
October 5, 2017 - September 19, 2022
AQUA SECURITIES L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
CANTOR FITZGERALD & CO.
CRD#: 134 / SEC#: , 8-201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CFS CF & CO I HOLDINGS, L.P. | MANAGING GENERAL PARTNER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| BANDELIER, PASCAL DANIEL | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF EQUITIES | 4424051 |
| CFLP CF&CO I HOLDINGS, L.P. | LIMITED PARTNER | |
| KELLY, SAGE NOLAN | CO-CHIEF EXECUTIVE OFFICER /GLOBAL HEAD OF INVESTMENT BANKING | 2528122 |
| MERKEL, STEPHEN MARCUS | EXECUTIVE MANAGING DIRECTOR, CHIEF LEGAL OFFICER, GENERAL COUNSEL & SECRETARY | 2366318 |
| SALINAS, DANNY | CHIEF FINANCIAL OFFICER | 6184109 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER | 2380166 |
| WALL, CHRISTIAN DOUGLAS | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME | 2751397 |
Disclosures
| Regulatory Event | 97 |
Red Flags
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