Prince Raghavendra R. Philkhana
Professional summary
Prince Raghavendra R Philkhana, who also goes by Prince R Philkhana, is a registered financial professional currently at AMERIPRISE FINANCIAL SERVICES, LLC and AMERICAN ENTERPRISE INVESTMENT SERVICES INC. .
Prince Raghavendra is registered as a RR (Registered Representative) and started their career in finance in 2016. Prince Raghavendra has worked at 2 firms and has passed the Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Prince Raghavendra R Philkhana's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 27, 2016 - Present
AMERIPRISE FINANCIAL SERVICES, LLC
Office #1: Plot No 14, Sector 18 Udyog Vihar, Gurugram Haryana 122 015April 10, 2025 - Present
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
Office #1: Plot No 14 Sector 18 Udyog Vihar, Gurugram Haryana 122015State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 2/14/2025
Operations Professional ExaminationFINRA
Current Firm
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
CRD#: 26506 / SEC#: , 8-42582
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMPF HOLDING, LLC | SHAREHOLDER | |
| CARR, GREGORY GERARD | DIRECTOR, CHIEF EXECUTIVE OFFICER, PRESIDENT | 2210835 |
| FLANSBURG, BRETT ALLEN | VICE PRESIDENT, AWM COMPLIANCE AND CHIEF COMPLIANCE OFFICER | 3179474 |
| GERDES, JOSEPH FRANCIS | DIRECTOR, CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 2391989 |
| MATTOX, MICHAEL SCOTT | VICE PRESIDENT - CONTROLLER, INTERIM CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | 4383501 |
| SENNE, ANN MARIE | DIRECTOR | 2515669 |
| SWEENEY, JOSEPH EDWARD | DIRECTOR | 4668713 |
Disclosures
| Regulatory Event | 10 |
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Company Information
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
CRD#: 26506Gurugram Haryana 122 015TRUST BUT VERIFY
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