MB
Morgan Baker
BLACKSTONE SECURITIES PARTNERS L.P.
Miami, FL 33136
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CRD#: 6335634
MB
Professional summary
Morgan Baker, CIMA®, who also goes by Morgan L Baker, Morgan Lees Baker, is a registered financial professional currently at BLACKSTONE SECURITIES PARTNERS L.P. located in Miami, Florida.
Morgan is registered as a RR (Registered Representative) and started their career in finance in 2017. Morgan has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Morgan L Baker | Morgan Lees Baker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Morgan Baker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 10, 2022 - Present
BLACKSTONE SECURITIES PARTNERS L.P.
Office #1: 2 Miami Central 700 Nw 1st Avenue, Miami, FL 33136BD
CRD#: 17917
Miami, FL
Past
February 17, 2017 - August 25, 2021
EATON VANCE MANAGEMENT
RIA
CRD#: 104859
BOSTON, MA
Past
February 6, 2017 - August 25, 2021
EATON VANCE DISTRIBUTORS, INC.
BD
CRD#: 37731
BOSTON, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/14/2023)
RR
Alaska(2/27/2025)
RR
Arizona(2/27/2025)
RR
Arkansas(2/27/2025)
RR
California(2/27/2025)
RR
Colorado(2/27/2025)
RR
Connecticut(2/27/2025)
RR
Delaware(2/27/2025)
RR
District of Columbia(2/27/2025)
RR
Florida(3/14/2023)
RR
Georgia(2/27/2025)
RR
Hawaii(2/27/2025)
RR
Idaho(2/27/2025)
RR
Illinois(2/27/2025)
RR
Indiana(2/27/2025)
RR
Iowa(2/27/2025)
RR
Kansas(2/27/2025)
RR
Kentucky(2/27/2025)
RR
Louisiana(2/27/2025)
RR
Maine(2/27/2025)
RR
Maryland(2/27/2025)
RR
Massachusetts(3/10/2022)
RR
Michigan(2/27/2025)
RR
Minnesota(2/27/2025)
RR
Mississippi(2/27/2025)
RR
Missouri(2/27/2025)
RR
Montana(2/27/2025)
RR
Nebraska(2/27/2025)
RR
Nevada(2/27/2025)
RR
New Hampshire(2/27/2025)
RR
New Jersey(2/27/2025)
RR
New Mexico(2/27/2025)
RR
New York(3/10/2022)
RR
North Carolina(2/27/2025)
RR
North Dakota(2/27/2025)
RR
Ohio(2/27/2025)
RR
Oklahoma(2/27/2025)
RR
Oregon(2/27/2025)
RR
Pennsylvania(2/27/2025)
RR
Puerto Rico(2/27/2025)
RR
Rhode Island(2/27/2025)
RR
South Carolina(2/27/2025)
RR
South Dakota(2/27/2025)
RR
Tennessee(2/27/2025)
RR
Texas(2/27/2025)
RR
Utah(2/27/2025)
RR
Vermont(2/27/2025)
RR
Virgin Islands(2/27/2025)
RR
Virginia(2/27/2025)
RR
Washington(2/27/2025)
RR
West Virginia(2/27/2025)
RR
Wisconsin(2/27/2025)
RR
Wyoming(2/27/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BS
BLACKSTONE SECURITIES PARTNERS L.P.
BLACKSTONE ADVISORY PARTNERS L.P. | THE BLACKSTONE GROUP L.P. | THE BLACKSTONE GROUP | BLACKSTONE SECURITIES PARTNERS L.P. | BLACKSTONE CAPITAL MARKETS | BLACKSTONE ADVISORY SERVICES L.P.
CRD#: 17917 / SEC#: , 8-35941
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
345 Park Avenue, New York, NY 10154-0191
Mailing Address
601 Lexington Avenue 28th Floor, New York, NY 10022
Phone number
(212) 583-5000
Established
Delaware since 09/27/1988
Firm type
Partnership
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLACKSTONE GROUP HOLDINGS L.P. | LIMITED PARTNER | |
| BALLAS, ZACHARY | DESIGNATED PRINCIPAL | 6563232 |
| BLACKSTONE ADVISORY SERVICES L.L.C. | GENERAL PARTNER | |
| DEROSE, ANTHONY | CHIEF COMPLIANCE OFFICER | 5553578 |
| PAYNE, DAVID BRYAN | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, FINOP | 4984877 |
| SCHWARZMAN, STEPHEN ALLEN | CHAIRMAN & CEO | 861435 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BLACKSTONE SECURITIES PARTNERS L.P.
CRD#: 17917Miami, FL 33136TRUST BUT VERIFY
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