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Christopher C Wadelin

CHAUNER SECURITIES
NORTHBROOK, IL
·CRD# 6335156·11 years experience

Professional Summary

Christopher C Wadelin, who also goes by Christopher Wadelin, Chris Wadelin, is a registered financial advisor currently at CHAUNER SECURITIES, INC. located in Northbrook, Illinois. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2014. Christopher has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christopher Wadelin, Chris Wadelin

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

CHAUNER SECURITIES, INC.·CRD# 10075
BD
666 Dundee Road, Suite 1101, Northbrook, IL 60062-2735
October 5, 2021 - Present
EMERSON EQUITY LLC·CRD# 130032
RIA
Dunedin, FL
April 17, 2020 - July 29, 2021
EMERSON EQUITY LLC·CRD# 130032
BD
Los Gatos, CA
April 17, 2020 - July 29, 2021
MOODY SECURITIES, LLC·CRD# 148771
BD
Houston, TX
June 28, 2016 - March 23, 2020
DWS DISTRIBUTORS, INC.·CRD# 37306
BD
Chicago, IL
June 5, 2015 - June 15, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Chicago, IL
April 28, 2015 - May 28, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Chicago, IL
December 17, 2014 - May 28, 2015

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Current Firm

CS
CHAUNER SECURITIES, INC.

CHAUNER & COTTER, INC. | CHAUNER, GRAVER & ASSOCIATES, INC. | CHAUNER, COTTER & GRAVER, INC. | CHAUNER SECURITIES, INC.

CRD#: 10075 / SEC#: 8-33980
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

666 Dundee Road, Suite 1101, Northbrook, IL 60062-2735

Mailing Address

666 Dundee Road, Suite 1101, Northbrook, IL 60062-2735

Phone Number

(847) 509-8880

Established

Illinois since 04/10/1985

Firm Type

Corporation

Fiscal Year End

June

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SARAH C. CYPHERS TRUSTTRUST—
CYPHERS, SARAH C.PRESIDENT, CHIEF COMPLIANCE OFFICER, TRUSTEE4691733

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(9/29/2023)
RR
Alaska
(1/24/2025)
RR
Arizona
(9/9/2023)
RR
Arkansas
(10/9/2023)
RR
California
(9/9/2023)
RR
Colorado
(9/9/2023)
RR
Connecticut
(9/9/2023)
RR
Delaware
(9/14/2023)
RR
District of Columbia
(9/9/2023)
RR
Florida
(10/5/2021)
RR
Georgia
(9/9/2023)
RR
Hawaii
(1/24/2025)
RR
Idaho
(9/6/2023)
RR
Illinois
(9/9/2023)
RR
Indiana
(12/13/2023)
RR
Iowa
(9/8/2023)
RR
Kansas
(9/20/2023)
RR
Kentucky
(9/18/2023)
RR
Louisiana
(9/11/2023)
RR
Maine
(9/18/2023)
RR
Maryland
(9/9/2023)
RR
Massachusetts
(9/9/2023)
RR
Michigan
(9/25/2023)
RR
Minnesota
(9/9/2023)
RR
Mississippi
(9/9/2023)
RR
Missouri
(10/12/2023)
RR
Montana
(9/11/2023)
RR
Nebraska
(9/26/2023)
RR
Nevada
(9/9/2023)
RR
New Hampshire
(9/9/2023)
RR
New Jersey
(9/6/2023)
RR
New Mexico
(10/3/2023)
RR
New York
(9/9/2023)
RR
North Carolina
(9/9/2023)
RR
North Dakota
(9/26/2023)
RR
Ohio
(9/11/2023)
RR
Oklahoma
(9/13/2023)
RR
Oregon
(9/19/2023)
RR
Pennsylvania
(9/9/2023)
RR
Rhode Island
(9/9/2023)
RR
South Carolina
(9/12/2023)
RR
South Dakota
(9/26/2023)
RR
Tennessee
(9/9/2023)
RR
Texas
(9/26/2023)
RR
Utah
(9/9/2023)
RR
Vermont
(10/6/2023)
RR
Virginia
(9/23/2023)
RR
Washington
(9/25/2023)
RR
West Virginia
(10/2/2023)
RR
Wisconsin
(9/9/2023)
RR
Wyoming
(9/9/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Apr 2015About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2014About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Christopher C Wadelin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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