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CW

Christopher C. Wadelin

CHAUNER SECURITIES
Northbrook, IL 60062-2735
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CRD#: 6335156
CW

Professional summary


Christopher C Wadelin, who also goes by Christopher Wadelin, Chris Wadelin, is a registered financial professional currently at CHAUNER SECURITIES, INC. located in Northbrook, Illinois.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2014. Christopher has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Christopher Wadelin | Chris Wadelin

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Christopher C Wadelin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 5, 2021 - Present

CHAUNER SECURITIES, INC.

Office #1: 666 Dundee Road, Suite 903, Northbrook, IL 60062-2735
BD
CRD#: 10075
Northbrook, IL
Past

April 17, 2020 - July 29, 2021

EMERSON EQUITY LLC

RIA
CRD#: 130032
Dunedin, FL
Past

April 17, 2020 - July 29, 2021

EMERSON EQUITY LLC

BD
CRD#: 130032
Los Gatos, CA
Past

June 28, 2016 - March 23, 2020

MOODY SECURITIES, LLC

BD
CRD#: 148771
HOUSTON, TX
Past

June 5, 2015 - June 15, 2016

DWS DISTRIBUTORS, INC.

BD
CRD#: 37306
CHICAGO, IL
Past

April 28, 2015 - May 28, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
CHICAGO, IL
Past

December 17, 2014 - May 28, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
CHICAGO, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(9/29/2023)
RR
Alaska
(1/24/2025)
RR
Arizona
(9/9/2023)
RR
Arkansas
(10/9/2023)
RR
California
(9/9/2023)
RR
Colorado
(9/9/2023)
RR
Connecticut
(9/9/2023)
RR
Delaware
(9/14/2023)
RR
District of Columbia
(9/9/2023)
RR
Florida
(10/5/2021)
RR
Georgia
(9/9/2023)
RR
Hawaii
(1/24/2025)
RR
Idaho
(9/6/2023)
RR
Illinois
(9/9/2023)
RR
Indiana
(12/13/2023)
RR
Iowa
(9/8/2023)
RR
Kansas
(9/20/2023)
RR
Kentucky
(9/18/2023)
RR
Louisiana
(9/11/2023)
RR
Maine
(9/18/2023)
RR
Maryland
(9/9/2023)
RR
Massachusetts
(9/9/2023)
RR
Michigan
(9/25/2023)
RR
Minnesota
(9/9/2023)
RR
Mississippi
(9/9/2023)
RR
Missouri
(10/12/2023)
RR
Montana
(9/11/2023)
RR
Nebraska
(9/26/2023)
RR
Nevada
(9/9/2023)
RR
New Hampshire
(9/9/2023)
RR
New Jersey
(9/6/2023)
RR
New Mexico
(10/3/2023)
RR
New York
(9/9/2023)
RR
North Carolina
(9/9/2023)
RR
North Dakota
(9/26/2023)
RR
Ohio
(9/11/2023)
RR
Oklahoma
(9/13/2023)
RR
Oregon
(9/19/2023)
RR
Pennsylvania
(9/9/2023)
RR
Rhode Island
(9/9/2023)
RR
South Carolina
(9/12/2023)
RR
South Dakota
(9/26/2023)
RR
Tennessee
(9/9/2023)
RR
Texas
(9/26/2023)
RR
Utah
(9/9/2023)
RR
Vermont
(10/6/2023)
RR
Virginia
(9/23/2023)
RR
Washington
(9/25/2023)
RR
West Virginia
(10/2/2023)
RR
Wisconsin
(9/9/2023)
RR
Wyoming
(9/9/2023)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 4/27/2015
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


CS
CHAUNER SECURITIES, INC.
CHAUNER & COTTER, INC. | CHAUNER, GRAVER & ASSOCIATES, INC. | CHAUNER, COTTER & GRAVER, INC. | CHAUNER SECURITIES, INC.

CRD#: 10075 / SEC#: , 8-33980

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
666 Dundee Road, Suite 903, Northbrook, IL 60062-2735
Mailing Address
666 Dundee Road, Suite 903, Northbrook, IL 60062-2735
Phone number
(847) 509-8880
Established
Illinois since 04/10/1985
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
SARAH C. CYPHERS TRUSTTRUST
CHAUNER, FRANK BYRONVICE PRESIDENT735725
CYPHERS, SARAH C.PRESIDENT, CHIEF COMPLIANCE OFFICER, TRUSTEE4691733

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CHAUNER SECURITIES, INC.

CRD#: 10075Northbrook, IL 60062-2735

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