Patrick A. Spero
Professional summary
Patrick Anthony Spero, who also goes by Patrick Anthony Spero, is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in Short Hills, New Jersey.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 2017. Patrick has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick Anthony Spero's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 14, 2025 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: 101 John F. Kennedy Parkway, Short Hills, NJ 07078June 16, 2017 - July 24, 2025
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
June 16, 2017 - July 24, 2025
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/14/2025)
Exams
FINRA
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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