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RT

Remy Tucker

SCOTIA CAPITAL (USA)
NEW YORK, NY 10281
Some features on this profile are disabled
CRD#: 6334850
RT

Professional summary

Remy Tucker, who also goes by Remy Kyle Tucker, Remy Tucker, is a registered financial professional currently at SCOTIA CAPITAL (USA) INC. located in New York, New York.

Remy is registered as a RR (Registered Representative) and started their career in finance in 2016. Remy has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 50, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Remy Kyle Tucker | Remy Tucker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Remy Tucker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 17, 2025 - Present

SCOTIA CAPITAL (USA) INC.

Office #1: 250 Vesey Street, New York, NY 10281
BD
CRD#: 2739
NEW YORK, NY
Past

November 20, 2024 - April 21, 2025

TAP SECURITIES LLC

BD
CRD#: 151593
NEW YORK, NY
Past

August 22, 2022 - July 16, 2024

UBS SECURITIES LLC

BD
CRD#: 7654
New York, NY
Past

February 11, 2016 - June 7, 2016

WEALTHFORGE SECURITIES, LLC

BD
CRD#: 152550
RICHMOND, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/9/2025)
RR
Alaska
(7/2/2025)
RR
Arizona
(7/2/2025)
RR
Arkansas
(6/19/2025)
RR
California
(6/25/2025)
RR
Colorado
(7/2/2025)
RR
Connecticut
(6/18/2025)
RR
Delaware
(7/2/2025)
RR
District of Columbia
(7/2/2025)
RR
Florida
(10/6/2025)
RR
Georgia
(6/18/2025)
RR
Hawaii
(9/11/2025)
RR
Idaho
(6/18/2025)
RR
Illinois
(7/9/2025)
RR
Indiana
(6/20/2025)
RR
Iowa
(6/19/2025)
RR
Kansas
(7/1/2025)
RR
Kentucky
(7/3/2025)
RR
Louisiana
(7/2/2025)
RR
Maine
(7/1/2025)
RR
Maryland
(7/11/2025)
RR
Massachusetts
(6/18/2025)
RR
Michigan
(7/3/2025)
RR
Minnesota
(7/2/2025)
RR
Mississippi
(7/2/2025)
RR
Missouri
(6/23/2025)
RR
Montana
(7/8/2025)
RR
Nebraska
(6/17/2025)
RR
Nevada
(7/2/2025)
RR
New Hampshire
(7/7/2025)
RR
New Jersey
(7/2/2025)
RR
New Mexico
(7/2/2025)
RR
New York
(7/1/2025)
RR
North Carolina
(7/1/2025)
RR
North Dakota
(7/7/2025)
RR
Ohio
(6/20/2025)
RR
Oklahoma
(6/18/2025)
RR
Oregon
(7/2/2025)
RR
Pennsylvania
(7/8/2025)
RR
Puerto Rico
(7/7/2025)
RR
Rhode Island
(7/7/2025)
RR
South Carolina
(7/2/2025)
RR
South Dakota
(7/2/2025)
RR
Tennessee
(7/2/2025)
RR
Texas
(6/17/2025)
RR
Utah
(6/17/2025)
RR
Vermont
(7/2/2025)
RR
Virginia
(7/7/2025)
RR
Washington
(7/2/2025)
RR
West Virginia
(7/2/2025)
RR
Wisconsin
(6/18/2025)
RR
Wyoming
(6/18/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 7/22/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 8/19/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/9/2022
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 50
Date: 8/5/2017
Municipal Advisor Representative Qualification Exam
General Industry/Product Exam
RR
Series 7
Date: 2/10/2016
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/2/2016
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SCOTIA CAPITAL (USA) INC.
SCOTIA CAPITAL (USA) INC.
HOWARD WEIL (A DIVISION OF SCOTIABANK) | SCOTIAMCLEOD (USA) INC. | SCOTIA HOWARD WEIL | SCOTIA CAPITAL MARKETS (USA) INC. | SCOTIA CAPITAL (USA) INC. | MCLEOD YOUNG WEIR INCORPORATED

CRD#: 2739 / SEC#: , 8-3716

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
250 Vesey Street, New York, NY 10281
Mailing Address
250 Vesey Street, New York, NY 10281
Phone number
(212) 225-6500
Established
New York since 11/25/1939
Firm type
Corporation
Fiscal year end
October
Firm Size
Large
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SCOTIA HOLDINGS (USA) LLCSOLE SHAREHOLDER
ATTIA, MONCEFBOARD MEMBER4852031
DUSSEAU, SEAN MICHAELCHIEF OPERATING OFFICER & BOARD MEMBER6628832
GALANTE, ANTHONY JAMESCHIEF FINANCIAL OFFICER2168905
GEORGALAS, ANDREAS ZANISCHIEF LEGAL OFFICER4769326
GOHMAN, BENJAMIN EBOARD MEMBER4835406
KAUSHIK, KSHAMTACHAIR OF THE BOARD AND PRESIDENT AND CHIEF EXECUTIVE OFFICER7523252
KHAN, ARIF KAMALCHIEF COMPLIANCE OFFICER5011278
NATHANSON, GARYBOARD MEMBER4825746
PATEL, HEMANGCHIEF OPERATIONS OFFICER8032984
WANG, ELSA YI-HUIBOARD MEMBER5984605
WILSON, MARC-ANDREBOARD MEMBER6455732

Disclosures

Regulatory Event9

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SCOTIA CAPITAL (USA) INC.

SCOTIA CAPITAL (USA) INC.

CRD#: 2739New York, NY 10281

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