FIND A SCOTIA CAPITAL (USA) INC. FINANCIAL ADVISOR NEAR ME

Looking for a Financial Advisor at SCOTIA CAPITAL (USA) INC.?

We have compiled every financial advisor who works at SCOTIA CAPITAL (USA) INC. in our database for you to search through. On this page, you will be able to find the closest financial advisors to you geographically, advisors with specific certifications that you are looking for, as well as many other filtering capabilities to help you search.

If you need additional assistance finding the specific financial advisor you are looking for, please use our search tool below and type in either their name or CRD number.

FIRM PROFILE

Overview

SCOTIA CAPITAL (USA) INC. is located at 250 Vesey Street, New York, NY 10281 and was first established at New York, New York in 11/25/1939. After operating for 87 years, SCOTIA CAPITAL (USA) INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SCOTIA CAPITAL (USA) INC.’s clients are individuals and 0% of their clients are high net worth individuals. SCOTIA CAPITAL (USA) INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SCOTIA CAPITAL (USA) INC. are registered to handle securities or provide financial advice. The firm has 9 disclosures, 9 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SCOTIA CAPITAL (USA) INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SCOTIA CAPITAL (USA) INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

FIRM INFORMATION

FIRM DOCUMENTS

DIRECT OWNERS & EXECUTIVE OFFICERS