Courtney E. Saddler
Professional summary
Courtney Erin Saddler, who also goes by Courtney Erin Kennington, is a registered financial advisor currently at HAMILTON CAPITAL located in Columbus, Ohio.
Courtney is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Courtney has worked at 3 firms and has passed the Series 65, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Courtney Erin Saddler's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 13, 2023 - Present
HAMILTON CAPITAL
Office #1: 5025 Arlington Centre Blvd Suite 300, Columbus, OH 43220January 26, 2021 - August 22, 2022
PENTEGRA DISTRIBUTORS INC.
May 23, 2014 - November 20, 2020
NATIONWIDE INVESTMENT SERVICES CORPORATION
Primary Firm SEC Registration
HAMILTON CAPITAL
CRD#: 109116 / SEC#: 801-54611
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/13/2023)
Exams
Current Firm
HAMILTON CAPITAL
CRD#: 109116 / SEC#: 801-54611
Contact information
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 9,076 |
| AUM (Assets Under Management) | $ 4,381,851,944 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2024 | ||
| 07/28/2023 |
Red Flags
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