Wesley J. Mattox

INTEGRATED FINANCIAL STRATEGIES

Charlotte, NC

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CRD#: 6332844

Professional summary

Wesley Jordan Mattox is a registered financial advisor currently at INTEGRATED FINANCIAL STRATEGIES, LLC located in Charlotte, North Carolina.

Wesley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Wesley has worked at 2 firms and has passed the Series 63, Series 7TO, Series 87 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wesley Jordan Mattox's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 23, 2022 - Present

INTEGRATED FINANCIAL STRATEGIES, LLC

RIA

CRD#: 165007

Charlotte, NC

Past

August 29, 2019 - March 3, 2022

WOLFE RESEARCH SECURITIES

CRD#: 151850

New York, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTEGRATED FINANCIAL STRATEGIES, LLC

INTEGRATED FINANCIAL STRATEGIES, LLC | MILLER FINANCIAL

CRD#: 165007 / SEC#: 801-106490

RIA

Registered Investment Advisory firm - (8/10/2015 Approved)

Louisiana

Registered Investment Advisory firm - (8/21/2015 Terminated)

North Carolina

Registered Investment Advisory firm - (8/13/2015 Terminated)

South Carolina

Registered Investment Advisory firm - (8/13/2015 Terminated)

Texas

Registered Investment Advisory firm - (8/13/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(2/23/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/9/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/13/2021

General Securities Representative Examination

General Industry/Product Exam

Series 87

Date: 7/31/2019

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

SIE

Date: 7/3/2019

Securities Industry Essentials Examination

Current Firm

INTEGRATED FINANCIAL STRATEGIES, LLC

INTEGRATED FINANCIAL STRATEGIES, LLC | MILLER FINANCIAL

CRD#: 165007 / SEC#: 801-106490

RIA

Registered Investment Advisory firm - (8/10/2015 Approved)

Louisiana

Registered Investment Advisory firm - (8/21/2015 Terminated)

North Carolina

Registered Investment Advisory firm - (8/13/2015 Terminated)

South Carolina

Registered Investment Advisory firm - (8/13/2015 Terminated)

Texas

Registered Investment Advisory firm - (8/13/2015 Terminated)

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Contact information

Main Address

2400 East Commercial Boulevard Suite 706, Fort Lauderdale, FL 33308

Mailing Address

Phone number

(704) 643-5000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INTEGRATED FINANCIAL STRATEGIES DISCLOSURE BROCHURE (5/2/2025)

MILLER FINANCIAL WRAP FEE BROCHURE-APPENDIX 1 (5/2/2025)

MILLER FINANCIAL DISCLOSURE BROCHURE (5/2/2025)

INTEGRATED FINANCIAL STRATEGIES WRAP FEE PROGRAM BROCHURE (5/2/2025)

Regulatory assets under management

Total Number of Accounts	1,400
AUM (Assets Under Management)	$ 455,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Wesley J. Mattox

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wesley Jordan Mattox's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTEGRATED FINANCIAL STRATEGIES, LLC

WOLFE RESEARCH SECURITIES

Primary Firm SEC Registration

INTEGRATED FINANCIAL STRATEGIES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/9/2019

Series 7TO

Date: 9/13/2021

Series 87

Date: 7/31/2019

SIE

Date: 7/3/2019

Current Firm

INTEGRATED FINANCIAL STRATEGIES, LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INTEGRATED FINANCIAL STRATEGIES, LLC

TRUST BUT VERIFY

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