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GK

Guy M. Kezirian

Some features on this profile are disabled
CRD#: 6332838
GK

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Guy M Kezirian was a registered financial professional .

Guy is a previously registered financial professional and started their career in finance in 2014. Guy had worked at 1 firm and has passed the Series 63, Series 79 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 6, 2014 - September 4, 2014

CROWN STERLING LLC

BD
CRD#: 169152
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/10/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79
Date: 7/2/2014
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 6/6/2014
General Securities Representative Examination

Current Firm

CS
CROWN STERLING LLC
CROWN STERLING LLC

CRD#: 169152 / SEC#: , 8-69358

BD
Terminated by SEC on 11/04/2014
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 08/27/2012
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
STRATHAPEY CROWN HOLDINGS, LLCMEMBER
DANIELS, RICHARD MATTHEWCHIEF FINANCIAL OFFICER & FINOP5877964
MALIK, VIKRAMCHIEF EXECUTIVE OFFICER & EXECUTIVE REPRESENTATIVE2532106
ROBERTS, ALBERTA STEPHENSCHIEF COMPLIANCE OFFICER & AML COMPLIANCE OFFICER2681068

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CROWN STERLING LLC

CRD#: 169152

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