NB
Nakia D. Brown
NORTHWEST FINANCIAL ADVISORS LLC
Herndon, VA 20170
Some features on this profile are disabled
CRD#: 6332689
NB
Professional summary
Nakia D Brown, who also goes by Nakia D Brown, Nakia Deborah Brown, Nakia Brown, is a registered financial advisor currently at NORTHWEST FINANCIAL ADVISORS LLC located in Herndon, Virginia and LPL FINANCIAL LLC located in Herndon, Virginia.
Nakia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Nakia has worked at 4 firms and has passed the Series 66, Series 7TO, SIE and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nakia D Brown | Nakia Deborah Brown | Nakia Brown
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 11/11/2022 - Northwest Financial Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At report business location(s). 2) 11/11/2022 - Notary - State of VA - 03/16/2022 3) 05/05/2023 - Doordash - Not Investment Related - zip code 22315 - Outside/W-2 Employment - Part-time driver - Start Date 04/28/2023 - 20 Hours Per Month/0 Hours During Securities Trading 4) 10/11/2024 - Northwest Financial Advisors, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 10/01/2024 - 160 Hours per Month/ 40 Hours During Trading - I provide investment advisory services through Northwest Financial Advisors, LLC, an independent investment advisor firm. I started this business activity in 10/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Nakia D Brown's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 13, 2023 - Present
NORTHWEST FINANCIAL ADVISORS LLC
Office #1: 200 Spring Street Suite 120, Herndon, VA 20170RIA
CRD#: 166769
Herndon, VA
Current
November 21, 2022 - Present
LPL FINANCIAL LLC
Office #1: 200 Spring Street, Ste 120, Herndon, VA 20170RIA
BD
CRD#: 6413
Herndon, VA
Past
November 22, 2022 - November 25, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
August 11, 2022 - September 30, 2022
MORGAN STANLEY
BD
CRD#: 149777
Mclean, VA
Past
August 10, 2022 - September 30, 2022
MORGAN STANLEY
RIA
CRD#: 149777
Mclean, VA
Past
January 11, 2022 - May 23, 2022
MADISON AVENUE SECURITIES, LLC
BD
CRD#: 23224
Alexandria, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NORTHWEST FINANCIAL ADVISORS LLC
NORTHWEST FINANCIAL ADVISORS LLC
CRD#: 166769 / SEC#: 801-77994
RIA
Registered Investment Advisory firm - (6/3/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/13/2025)
RR
California(4/9/2024)
RR
Colorado(7/8/2025)
RR
Delaware(10/8/2024)
RR
District of Columbia(7/18/2024)
RR
Florida(6/14/2024)
RR
Georgia(11/6/2025)
RR
Indiana(6/24/2024)
RR
Kentucky(11/27/2024)
RR
Maryland(11/17/2023)
RR
Michigan(4/17/2025)
RR
Minnesota(7/9/2024)
RR
Missouri(10/2/2024)
RR
Nevada(11/19/2024)
RR
New Jersey(3/21/2024)
RR
New York(4/3/2025)
RR
North Carolina(5/15/2024)
RR
Oklahoma(2/15/2024)
RR
Pennsylvania(3/7/2024)
RR
South Carolina(5/15/2024)
RR
South Dakota(4/2/2024)
RR
Texas(1/2/2024)
RR
Utah(3/4/2025)
RR
Virginia(11/22/2022)
IAR
Virginia(2/13/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/11/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NF
NORTHWEST FINANCIAL ADVISORS LLC
NORTHWEST FINANCIAL ADVISORS LLC
CRD#: 166769 / SEC#: 801-77994
RIA
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Contact information
Main Address
200 Spring Street Suite 120, Herndon, VA 20170
Mailing Address
Phone number
(703) 810-1072
Established
Firm type
Fiscal year end
# of Employees
41
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,896 |
| AUM (Assets Under Management) | $ 1,924,736,060 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
