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Francois Brisebois

LIFESCI CAPITAL
Boston, MA 02110
Some features on this profile are disabled
CRD#: 6332562
FB

Professional summary

Francois Brisebois, who also goes by Francois Daniel Brisebois, is a registered financial professional currently at LIFESCI CAPITAL located in Boston, Massachusetts.

Francois is registered as a RR (Registered Representative) and started their career in finance in 2014. Francois has worked at 5 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Francois Daniel Brisebois

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Francois Brisebois's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 17, 2025 - Present

LIFESCI CAPITAL

Office #1: One International Place Suite 1400, Boston, MA 02110
BD
CRD#: 168404
Boston, MA
Past

May 27, 2020 - July 18, 2025

OPPENHEIMER & CO. INC.

BD
CRD#: 249
BOSTON, MA
Past

October 28, 2019 - May 14, 2020

CRAIG-HALLUM CAPITAL GROUP LLC

BD
CRD#: 121395
BOSTON, MA
Past

June 5, 2015 - November 5, 2019

LAIDLAW & COMPANY (UK) LTD.

BD
CRD#: 119037
LONDON,
Past

July 30, 2014 - March 19, 2015

SUMMER STREET RESEARCH PARTNERS

BD
CRD#: 127142
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(7/17/2025)
RR
New York
(7/17/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 8/13/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 87
Date: 6/21/2016
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 86
Date: 5/9/2016
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 7
Date: 7/29/2014
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

LC
LIFESCI CAPITAL
LIFESCI CAPITAL | LIFESCI CAPITAL, LLC

CRD#: 168404 / SEC#: , 8-69305

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1700 Broadway 40th Floor, New York, NY 10019
Mailing Address
1700 Broadway 40th Floor, New York, NY 10019
Phone number
(646) 597-6987
Established
New York since 03/14/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MCDONALD, ANDREW IANCHIEF EXECUTIVE OFFICER & OWNER4853168
RICE, MICHAEL YEHUDAPRESIDENT & OWNER1551556
BENDER, STEVEN CHRISTOPHERCFO/ FINOP2650187
EVERTTS, ADAM GERALDDOR - DIRECTOR OF RESERACH6240428
KARMIOL, MICHAEL BRETTHEAD OF CAPITAL MARKETS4264477
VISCO, GLENNCHIEF COMPLIANCE OFFICER2407619

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LIFESCI CAPITAL

CRD#: 168404Boston, MA 02110

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