Pablo C Roa
Professional Summary
Pablo C Roa is a registered financial advisor currently at MIURA CAPITAL, LLC located in Miami, Florida. Pablo is registered as a RR (Registered Representative) and started their career in finance in 2014. Pablo has worked at 1 firm.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
12 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
MIURA CAPITAL, LLC | MWM SECURITIES, LLC | MUREX CAPITAL, LLC
Contact Information
Main Address
1395 Brickell Ave Suite 1560, Miami, FL 33131Mailing Address
1395 Brickell Ave Suite 1560, Miami, FL 33131Phone Number
(305) 529-4700Established
Florida since 06/20/2007Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (24 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PEDRO RAUL LOPEZ REVOCABLE TRUST | SHAREHOLDER | — |
| MWM HOLDINGS GROUP, INC. | SHAREHOLDER | — |
| HUOP TRUST (REVOCABLE) | SHAREHOLDER | — |
| D ALFONSO, ITALO | CEO | 4485045 |
| LOPEZ-JACOME, PEDRO RAUL | TRUSTEE | 4875711 |
| MENDEZ, MARCO ANTONIO | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1175827 |
| ORTEGA, HUGO RAFAEL | TRUSTEE | 4875723 |
| PINANGO DE CHENE, RICHARD JOSE | CHIEF COMPLIANCE OFFICER | 6404348 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Pablo C Roa's CRS (Customer Relationship Summary).
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