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AG

Aaron Gubin

SIGFIG WEALTH MANAGEMENT LLC
San Francisco, CA 94115
Some features on this profile are disabled
CRD#: 6331310
AG

Professional summary

Aaron Gubin is a registered financial advisor currently at SIGFIG WEALTH MANAGEMENT LLC located in San Francisco, California.

Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Aaron has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Gubin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 7, 2015 - Present

SIGFIG WEALTH MANAGEMENT LLC

Office #1: 2443 Fillmore Street Suite 380-1512, San Francisco, CA 94115
RIA
CRD#: 158823
San Francisco, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SIGFIG WEALTH MANAGEMENT LLC
SIG FIG WEALTH MANAGEMENT LLC | SIGFIG WEALTH MANAGEMENT LLC

CRD#: 158823 / SEC#: 801-72762

RIA
Registered Investment Advisory firm - (10/31/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(5/7/2015)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/7/2015
Uniform Investment Adviser Law Examination

Current Firm

SW
SIGFIG WEALTH MANAGEMENT LLC
SIG FIG WEALTH MANAGEMENT LLC | SIGFIG WEALTH MANAGEMENT LLC

CRD#: 158823 / SEC#: 801-72762

RIA
Registered Investment Advisory firm - (10/31/2011 Approved)
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Contact information

Main Address
2443 Fillmore Street Suite 380-1512, San Francisco, CA 94115
Mailing Address
Phone number
(855) 974-4344
Established
Firm type
Fiscal year end
# of Employees
125

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV 2A - CSB VERSION (3/7/2025)
ADV 2A (3/7/2025)

Regulatory assets under management

Total Number of Accounts93,977
AUM (Assets Under Management)$ 2,972,742,497

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
07/29/2025
Cover Page
Report
08/27/2024
Cover Page
Report
10/30/2023
Cover Page
Report
11/22/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SIGFIG WEALTH MANAGEMENT LLC

CRD#: 158823San Francisco, CA 94115

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