Jeffrey W. Fulk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Wayne Fulk, who also goes by Jeffrey Fulk, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2014. Jeffrey had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2020 - April 11, 2024
ALTI STRATEGIC ADVISORY (US) BD, LLC
February 13, 2018 - July 25, 2019
FORESIDE FUND SERVICES, LLC
June 3, 2017 - November 10, 2023
ALVARIUM INVESTMENT MANAGERS (US), LLC
July 27, 2015 - November 21, 2017
HIGHTOWER ADVISORS, LLC
July 27, 2015 - November 21, 2017
HIGHTOWER SECURITIES, LLC
July 2, 2014 - August 19, 2015
GUGGENHEIM INVESTOR SERVICES, LLC
May 19, 2014 - August 19, 2015
GUGGENHEIM INVESTMENT ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALTI STRATEGIC ADVISORY (US) BD, LLC
CRD#: 304839 / SEC#: , 8-70387
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALTI ASSET MANAGEMENT HOLDINGS 2 LIMITED | SOLE MEMBER | |
| GROSSMAN, JAMIE IVAN | PRINCIPAL | 6454053 |
| LANGLEY, CHAD OMAR-JAI | CHIEF EXECUTIVE OFFICER | 5212889 |
| MERLINO, NICHOLAS JOSEPH | CHIEF COMPLIANCE OFFICER | 5730516 |
| SHAW, ANTHONY | FINANCIAL AND OPERATIONS PRINCIPAL, PRINCIPAL FINANCIAL OFFICER, AND PRINCIPAL OPERATIONS OFFICER | 7338445 |
Red Flags
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