CC
Connor K. Casas
SOLIC CAPITAL LLC
CHICAGO, IL 60606
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CRD#: 6329803
CC
Professional summary
Connor Kelly Casas is a registered financial professional currently at SOLIC CAPITAL LLC located in Chicago, Illinois.
Connor is registered as a RR (Registered Representative) and started their career in finance in 2014. Connor has worked at 1 firm and has passed the SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Connor Kelly Casas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 15, 2014 - Present
SOLIC CAPITAL LLC
Office #1: 444 West Lake Street Suite 2450, Chicago, IL 60606BD
CRD#: 158911
CHICAGO, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SC
SOLIC CAPITAL LLC
SOLIC CAPITAL LLC
CRD#: 158911 / SEC#: , 8-68942
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
444 West Lake Street Suite 2450, Chicago, IL 60606
Mailing Address
444 West Lake Street Suite 2450, Chicago, IL 60606
Phone number
(847) 583-1618
Established
Delaware since 05/24/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (3 States and Territories)
Documents
Red Flags
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