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CRD#: 158911
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

SOLIC CAPITAL LLC is located at 444 West Lake Street Suite 2450, Chicago, IL 60606 and was first established at Chicago, Delaware in 05/24/2011. After operating for 14 years, SOLIC CAPITAL LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SOLIC CAPITAL LLC’s clients are individuals and 0% of their clients are high net worth individuals. SOLIC CAPITAL LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SOLIC CAPITAL LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SOLIC CAPITAL LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SOLIC CAPITAL LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

Crafted using large generative AI models

Where the Statistical Data for SOLIC CAPITAL LLC Comes From

Understanding the Statistics for SOLIC CAPITAL LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
444 West Lake Street Suite 2450, Chicago, IL 60606
Mailing Address
444 West Lake Street Suite 2450, Chicago, IL 60606
Firm Size
Small
Phone Number
(847) 583-1618
Established
Delaware since 05/24/2011
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
SOLIC HOLDINGS LLCMEMBER
CASAS, EDWARD RAULMANAGING MEMBER4813169
LENART, BRIAN DOUGLASEXECUTIVE REP, CCO, AMLCO, CFO, FINOP, PFO/POO736107

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

How Do I Determine Which Firm to Work With?

Advisor's working at SOLIC CAPITAL LLC

MR

Matthew Evan Rubin

IAR
RR
CRD#: 5270547
Location:
Chiicago, IL 60606
Company:
SOLIC CAPITAL MANAGEMENT, LLC
Disclosures:
Experience:
18 years
View Profile
GH

Gregory Felton Hagood

IAR
RR
CRD#: 2658389
Location:
Chiicago, IL 60606
Company:
SOLIC CAPITAL MANAGEMENT, LLC
Disclosures:
Experience:
30 years
View Profile
EC

Edward Raul Casas

RR
CRD#: 4813169
Location:
Winter Park, FL 32789
Company:
SOLIC CAPITAL LLC
Disclosures:
Experience:
21 years
View Profile
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Disclosures
Experience (Years)

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