Andrew D. Rogers
LEGACY FINANCIAL STRATEGIES
OVERLAND PARK, KS 66211
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CRD#: 6329698
Professional summary
Andrew David Rogers, CFP®, who also goes by Andrew Rogers, is a registered financial advisor currently at LEGACY FINANCIAL STRATEGIES, LLC located in Overland Park, Kansas.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Andrew has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Biography
His previous experience at both a large national institution and small local planning firm inform Andrew’s approach which incorporates the benefits of each.
His credentials include:
CERTIFIED FINANCIAL PLANNER™
Bachelor’s degree in business with an emphasis in finance from University of Missouri-Kansas City.
Andrew somehow finds the time to serve his community even as he and his wife look after their 2 young children and dogs. He acted as the Chairman of the Board for the Bacchus Foundation for three years and has volunteered with both Junior Achievement and March of Dimes.
Schedule some time to meet with Andrew here .
Question & Answer
What are your service offerings?
Tax Planning
Retirement Planning
Small Business Planning
Estate Planning
Comprehensive Financial Planni...
Insurance Planning
Investment Planning
Employee and Employer Plan Ben...
Business Succession Planning
Retirement Income Management
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
Andrew Rogers
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 08/21/2018 - BMG ADVISORS/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED / 5%/ KANSAS CITY, MO
2. 08/21/2018 - A.D. ROGERS & ASSOCIATES LLC/ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ INVESTMENT RELATED / 100%/ KANSAS CITY, MO
3. 08/21/2018 - BMG ADVISORS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 100%/ KANSAS CITY, MO
CRS (Client Relationship Summary) - RIA
Click below to view Andrew David Rogers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
November 6, 2019 - Present
LEGACY FINANCIAL STRATEGIES, LLC
Office #1: 5400 Colllege Blvd. Ste. A, Overland Park, KS 66211RIA
CRD#: 283553
OVERLAND PARK, KS
Past
August 21, 2018 - November 22, 2019
LPL FINANCIAL LLC
RIA
CRD#: 6413
KANSAS CITY, MO
Past
August 21, 2018 - November 22, 2019
LPL FINANCIAL LLC
BD
CRD#: 6413
KANSAS CITY, MO
Past
August 9, 2014 - August 23, 2018
WADDELL & REED
RIA
CRD#: 866
CREVE COEUR, MO
Past
June 28, 2014 - August 23, 2018
WADDELL & REED
BD
CRD#: 866
CREVE COEUR, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LEGACY FINANCIAL STRATEGIES, LLC
LEGACY FINANCIAL STRATEGIES, LLC
CRD#: 283553 / SEC#: 801-107930
RIA
Registered Investment Advisory firm - (7/1/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(11/6/2019)
IAR
Texas(11/17/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
LEGACY FINANCIAL STRATEGIES, LLC
LEGACY FINANCIAL STRATEGIES, LLC
CRD#: 283553 / SEC#: 801-107930
RIA
Registered Investment Advisory firm - (7/1/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5400 Colllege Blvd. Ste. A, Overland Park, KS 66211
Mailing Address
Phone number
(913) 403-0600
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,014 |
| AUM (Assets Under Management) | $ 806,094,432 |
Red Flags
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Company Information
LEGACY FINANCIAL STRATEGIES, LLC
CRD#: 283553Overland Park, KS 66211TRUST BUT VERIFY
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