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Stephen Graham Smith

NEUBERGER BERMAN BD
NEW YORK, NY
·CRD# 6328339·9 years registered

Professional Summary

Stephen Graham Smith, who also goes by Stephen Smith, is a registered financial advisor currently at NEUBERGER BERMAN BD LLC located in New York, New York. Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Stephen has worked at 1 firm and has passed the Series 63, SIE, Series 31 and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Stephen Smith

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