Tammy L. Woodman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tammy Lynn Woodman, who also goes by Tammy Lynn Ziegler, was a registered financial professional .
Tammy is a previously registered financial professional and started their career in finance in 2014. Tammy had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2018 - November 6, 2018
HUB INTERNATIONAL INVESTMENT ADVISORY SERVICES INC.
January 6, 2015 - March 30, 2018
IPS ADVISORS
January 2, 2015 - October 12, 2018
LION STREET FINANCIAL, LLC
July 15, 2014 - January 2, 2015
KESTRA INVESTMENT SERVICES, LLC
June 26, 2014 - January 2, 2015
KESTRA INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HUB INTERNATIONAL INVESTMENT ADVISORY SERVICES INC.
CRD#: 290090 / SEC#: 801-111879
Contact information
Regulatory assets under management
| Total Number of Accounts | 31 |
| AUM (Assets Under Management) | $ 691,746,879 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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