Laurel J. Hardy
Professional summary
Laurel Jean Hardy, who also goes by Laurel Jean Griffith, is a registered financial professional currently at DAVIS DISTRIBUTORS, LLC located in Tucson, Arizona.
Laurel is registered as a RR (Registered Representative) and started their career in finance in 2014. Laurel has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Laurel Jean Hardy's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 16, 2015 - Present
DAVIS DISTRIBUTORS, LLC
Office #1: 3600 E. Hemisphere Loop, Tucson, AZ 85706July 23, 2014 - September 24, 2015
MORGAN STANLEY
June 6, 2014 - September 24, 2015
MORGAN STANLEY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/16/2015)
Exams
FINRA
Current Firm
DAVIS DISTRIBUTORS, LLC
CRD#: 7975 / SEC#: , 8-39258
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DAVIS SELECTED ADVISERS, L.P. | SHAREHOLDER | |
| COHEN, LISA J | CHIEF LEGAL OFFICER AND SECRETARY | 6539159 |
| DAVIS SELECTED ADVISERS- NY, INC. | SHAREHOLDER | |
| EICH, KENNETH CHARLES | CHIEF OPERATIONS OFFICER & PRESIDENT | 1945051 |
| MCLOUGHRY, MICHAELA | CHIEF COMPLIANCE OFFICER | 5005041 |
| TYC, GARY PAUL | CHIEF FINANCIAL OFFICER,VICE PRESIDENT, TREASURER & SECRETARY | 1113505 |
| WIESE, RUSSELL OTIS | CHIEF MARKETING OFFICER | 2590996 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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