Sagar M. Dalal
Professional summary
Sagar Mayur Dalal, who also goes by Sagar Dalal, is a registered financial professional currently at PICKWICK CAPITAL PARTNERS, LLC located in White Plains, New York.
Sagar is registered as a RR (Registered Representative) and started their career in finance in 2014. Sagar has worked at 8 firms and has passed the Series 66, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sagar Mayur Dalal's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 14, 2025 - Present
PICKWICK CAPITAL PARTNERS, LLC
Office #1: 445 Hamilton Avenue Suite 1102, White Plains, NY 10601March 25, 2024 - April 14, 2025
FRONTIER SOLUTIONS, LLC
June 2, 2022 - March 13, 2023
ROCKEFELLER FINANCIAL LLC
June 2, 2022 - March 13, 2023
ROCKEFELLER FINANCIAL LLC
January 20, 2021 - June 30, 2022
SPEARHEAD CAPITAL, LLC
January 14, 2021 - June 30, 2022
SPEARHEAD CAPITAL ADVISORS, LLC
April 26, 2016 - August 20, 2019
KESTRA ADVISORY SERVICES, LLC
November 16, 2015 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
November 16, 2015 - August 20, 2019
KESTRA INVESTMENT SERVICES, LLC
June 10, 2014 - November 20, 2015
EQUITABLE ADVISORS, LLC
May 20, 2014 - November 20, 2015
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/24/2025)
(9/24/2025)
(4/14/2025)
(9/24/2025)
(9/24/2025)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
PICKWICK CAPITAL PARTNERS, LLC
CRD#: 130672 / SEC#: , 8-66373
Contact information
FINRA licenses (43 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GREENWOOD, DOUGLAS CHARLES WILLIAM | PRESIDENT | 1192611 |
| DANOVITCH, DAVID E | MANAGING PRINCIPAL, GENERAL COUNSEL | 3013350 |
| KAPLOWITZ, JAY | MEMBER | |
| ROSE, JOHN IRVING II | MEMBER | 2790640 |
| WU, CHIH-CHUN | MEMBER | 5704739 |
| FJC CAPITAL INC. | OWNER | |
| VAN SCHAACK, JOHN GREGORY | MEMBER | 1121171 |
| ABRAMCZYK, JANE E | CCO | 4801666 |
| ACCESS MEDIA ADVISORY LLC | MEMBER | |
| GENDRON, KAREN MARIE | FINOP | 1503330 |
Red Flags
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