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Ann R. Dickerson

KESTRA ADVISORY SERVICES
Atlanta, GA 30328
Some features on this profile are disabled
CRD#: 6322662
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Professional summary

Ann Ravenel Dickerson, who also goes by Ann R Dickerson, Ann Dickerson, Ann Ravenel Ogburn, Ann Ogburn, Ann Dickerson Ogburn, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Atlanta, Georgia and KESTRA INVESTMENT SERVICES, LLC located in Atlanta, Georgia.

Ann is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Ann has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Ann R Dickerson | Ann Dickerson | Ann Ravenel Ogburn | Ann Ogburn | Ann Dickerson Ogburn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: KESTRA ADVISORY SERVICES LLC POSITION: Financial Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/31/2023 ADDRESS: 5707 Southwest Parkway, Bldg 2 Suite 400, Austin TX 78735, United States DESCRIPTION: asset management financial planning insurance Business Name: ELEMENT WEALTH ADVISORS POSITION: Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/28/2022 ADDRESS: 800 Mount Vernon Highway, Suite 350, Atlanta GA 30328, United States DESCRIPTION: asset management financial planning insurance

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ann Ravenel Dickerson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 28, 2023 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 800 Mount Vernon Highway Ne Suite 350, Atlanta, GA 30328
RIA
CRD#: 283330
Atlanta, GA
Current

March 28, 2023 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 800 Mount Vernon Highway Ne Suite 350, Atlanta, GA 30328Office #2: 5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
BD
CRD#: 42046
Atlanta, GA
Past

November 28, 2022 - April 3, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Atlanta, GA
Past

November 22, 2022 - April 3, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Atlanta, GA
Past

August 16, 2019 - October 20, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Dalton, GA
Past

November 16, 2015 - October 20, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Dalton, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA
Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(3/28/2023)
RR
Georgia
(3/28/2023)
IAR
Georgia
(3/30/2023)
RR
Louisiana
(3/28/2023)
RR
Maryland
(3/28/2023)
RR
Missouri
(3/28/2023)
RR
New York
(3/28/2023)
RR
North Carolina
(4/4/2023)
RR
South Carolina
(3/28/2023)
RR
Texas
(3/28/2023)
IAR
Texas
(3/28/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/9/2019
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/16/2015
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA
Registered Investment Advisory firm - (12/31/1998 Approved)
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Contact information

Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)
KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)
KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts155,482
AUM (Assets Under Management)$ 60,174,309,829

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
12/23/2024
Cover Page
Report
10/20/2023
Cover Page
Report
12/21/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KESTRA ADVISORY SERVICES, LLC

CRD#: 283330Atlanta, GA 30328

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