Kayla M. Benjamin

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CRD#: 6322301

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kayla Marie Benjamin, CFP®, who also goes by Kayla Benjamin, was a registered financial professional .

Kayla is a previously registered financial professional and started their career in finance in 2014. Kayla had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kayla Benjamin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)11/16/2023 - Dodds Wealth, LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)11/16/2023 - Notary - State of CO - Inv Rel - Start: 05/2017 3) 11/28/2023 - Dodds Wealth, LLC - Inv Related - AT Reported Business location(s) - Registered Investment Advisor - IAR - Started 11/27/2023 - 160 Hrs/Mo; 8 Hrs During Trading - I provide investment advisory services through Dodds Wealth, LLC, an independent investment advisor firm. I started this business activity in 11/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Past

November 28, 2023 - May 13, 2025

DODDS WEALTH, LLC

RIA

CRD#: 323632

GREENWOOD VILLAGE, CO

Past

November 27, 2023 - June 23, 2025

LPL FINANCIAL LLC

CRD#: 6413

GREENWOOD VILLAGE, CO

Past

October 25, 2016 - November 9, 2023

GILL CAPITAL PARTNERS, LLC

CRD#: 14559

DENVER, CO

Past

October 20, 2016 - November 9, 2023

GILL CAPITAL PARTNERS, LLC

RIA

CRD#: 14559

DENVER, CO

Past

April 7, 2015 - March 21, 2016

CURIAN CAPITAL, LLC

RIA

CRD#: 120270

DENVER, CO

Past

April 7, 2015 - March 21, 2016

CURIAN CLEARING, LLC

CRD#: 132938

DENVER, CO

Past

September 2, 2014 - December 5, 2014

EDWARD JONES

RIA

CRD#: 250

LAKEWOOD, CO

Past

June 11, 2014 - December 5, 2014

EDWARD JONES

CRD#: 250

LAKEWOOD, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DODDS WEALTH, LLC

CRD#: 323632 / SEC#: 801-127016

RIA

Registered Investment Advisory firm - (12/8/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/3/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/11/2014

General Securities Representative Examination

Current Firm

DODDS WEALTH, LLC

CRD#: 323632 / SEC#: 801-127016

RIA

Registered Investment Advisory firm - (12/8/2022 Approved)

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Contact information

Main Address

5251 Dtc Parkway Ste 720, Greenwood Village, CO 80111

Mailing Address

Phone number

(303) 539-3900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2A BROCHURE (2/20/2025)

WRAP BROCHURE (2/20/2025)

Regulatory assets under management

Total Number of Accounts	1,276
AUM (Assets Under Management)	$ 637,995,577

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kayla M. Benjamin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

GILL CAPITAL PARTNERS, LLC

GILL CAPITAL PARTNERS, LLC

CURIAN CAPITAL, LLC

CURIAN CLEARING, LLC

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

DODDS WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/3/2014

SIE

Date: 10/1/2018

Series 7

Date: 6/11/2014

Current Firm

DODDS WEALTH, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DODDS WEALTH, LLC

TRUST BUT VERIFY

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